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893 S. W. 2d
432
TEXAS EDUCATION AGENCY et al., Petitioners,
v.
Gary W. LEEPER et ux. et al., Respondents.
No. D-2022.
Supreme Court of Texas.
June 15, 1994.
Rehearing Overruled March 16, 1995.
Opinion by Justice Gonzalez Concurring in Part and Dissenting in
Part on Rehearing filed March 16, 1995.
From the District Court No. 17, Tarrant County, Charles J. Murray,
J.
Page 433
Janet Little Horton, Houston, S. Anthony Safi, El Paso, John Owens,
Dan Morales and James C. Todd, Austin, for petitioners.
Chester G. Ball, Arlington, J. Shelby Sharpe, Fort Worth, Morris
Harrell, Dallas, John W. Whitehead, Charlottesville, VA, for
respondents.
HECHT, Justice, delivered the opinion of the Court, in which
PHILLIPS, Chief Justice, and HIGHTOWER, DOGGETT, CORNYN, GAMMAGE,
ENOCH and SPECTOR, Justices, join, and in Parts I, II and III of
which GONZALEZ, Justice, joins.
All school-age children in Texas are required to attend public
schools a minimum number of days each year unless exempted by law.
TEX. EDUC. CODE § 21.032. Among those exempt from this requirement
is "any child in attendance upon a private or parochial school which
shall include in its course a study of good citizenship". Id. §
21.033(a)(1). The dispute in this class action centers on whether
the private school exemption includes children who are taught at
home, in a bona fide manner, a curriculum designed to meet certain
basic education goals, including a study of good citizenship. The
district court construed the exemption to include such children and
permanently enjoined all school districts and their attendance
officers from enforcing the compulsory attendance law based upon any
other reading of § 21.033(a)(1). The district court also awarded
attorney fees. The court of appeals affirmed. 843 S. W. 2d 41.
The relative merits of home schooling and public education are
currently the subject of a vigorous and sometimes emotional debate
in which the legal issues we address here do not require us to take
part. We agree that Texas law does not require children who are
taught in legitimate home schools to attend public schools. We
therefore affirm the lower courts' construction of §
21.033(a)(1) and the award of attorney fees. The State has charged a
number of parents who educate their children at home with criminal
violations of the compulsory attendance law. The district court
enjoined all further such prosecutions not based upon a proper
construction of the private school exemption. We conclude, however,
that a permanent injunction against school districts and their
agents is unwarranted, as there is no showing that school officials
will refuse to abide by our decision in this case. Accordingly, we
reverse the injunctive portion of the lower courts' judgments.
I
A
The important features of the historical backdrop to this litigation
are not among the issues in dispute and may be described as follows.
At the beginning of this century the public school system of Texas
was not well developed. No more than ten percent of school-age
children attended public schools, according
Page 434
to the uncontradicted evidence at trial, and as there were few
private and parochial schools in the State, many children were
taught at home.
Public school attendance was not mandatory in Texas until 1916. The
first compulsory attendance law, enacted the prior year, required
children between eight and fourteen years of age to attend public
school for 60 days during the 1916-1917 school year, 80 days the
following year, and 100 days each year afterward. Act of March 8,
1915, 34th Leg., R. S., ch. 49, §
1, 1915 Tex. Gen. Laws 92, 93. Parents (and persons acting as
parents) were responsible for assuring that children complied. Id. §
9, at 96-97. Failure to discharge this responsibility was a
misdemeanor punishable by a fine, unless the person in the parental
role could not control the child. Id. A child who refused to attend
school could be disciplined by the juvenile court as a habitual
truant. Id. The statute authorized appointment of attendance
officers to enforce its provisions. Id. §§ 6-7, at 94-95.
Over the years the details of these statutory provisions have
changed, but the basic structure remains in place. 1 Now children
from about six to seventeen years of age must attend public school
at least 170 days each school term. TEX. EDUC. CODE § 21.032(a).2 A
parent or person in that role who has been warned in writing to
require a child to comply with the compulsory attendance law, and
who fails to do so, may be fined, and a child's refusal to attend
school may be sanctioned by the juvenile court. Id. § 4.25(a)-(b);3
TEX. FAM. CODE
Page 435
§ 51.03(b)(2).4 Each day a child is absent after warning is given or
attendance is ordered is a separate offense. TEX. EDUC. CODE §
4.25(a). Also, a parent's rights in a child may be terminated if the
parent fails to enroll a child in public school as required by law.
TEX. FAM. CODE § 15.02(a)(1)(J)(i).5
The first compulsory attendance statute exempted several classes of
children from compliance, including "[a]ny child in attendance upon
a private or parochial school or who is being properly instructed by
a private tutor." Act of March 8, 1915,
34th Leg., R. S., ch. 49, § 2(a), 1915 Tex. Gen. Laws 92, 93. This
provision was amended in 1923 to add two requirements for private
and parochial schools and to remove the reference to private tutors,
so that the statute was changed to exempt:
Any child in attendance upon a private or parochial school which
shall include in its course a study of good citizenship, and shall
make the English language the basis of instruction in all subjects.
. . .
Act approved March 23, 1923, 38th Leg., R. S., ch. 121, § 2, 1923
Tex. Gen. Laws 255, 255. At the time, according to all the evidence
presented in this case, a child pursuing a bona fide course of study
at home designed to meet the basic education goals of reading,
spelling, grammar, mathematics and good citizenship was considered
to be attending a private school. Thus, the 1923 amendment to the
exemption, omitting the reference to private tutors, did not affect
children schooled at home. The only other times the exemption was
amended was in 1969 and 1971, when the English language restriction
was first moved and then dropped. See Act of May 7, 1969, 61st Leg.,
R. S., ch. 289, § 1-3, 1969 Tex. Gen. Laws 871, 871; Act of May 20,
1971, 62nd Leg., R. S., ch. 405, § 40, 1971 Tex. Gen. Laws 1449,
1513. The exemption, as we noted at the outset, is now codified as §
21.033(a)(1), TEX. EDUC. CODE.
Enactment of the compulsory attendance law in 1915 did not end home
schooling; some children continued to be educated at home just as
they had before. The important fact, for purposes of analysis of the
legal issues before us, is that some school-age children have been
educated at home since before the compulsory attendance law was
passed in 1915, and the State never attempted to prohibit or even
restrict home schooling, or to allege a violation of the compulsory
attendance law based solely on a child's being taught at home, until
1981.
That year, a staff attorney for the Texas Education Agency advised
an assistant superintendent for one school district that "home
instruction is not one of the enumerated exemptions" to the
compulsory attendance law. 6 He added:
In order to avoid the sanctions of compulsory attendance, home
instruction would,
Page 436
most likely, have to be qualified as a private school.
Unfortunately, there are no provisions in the law which define a
private school for these purposes.
. . . [A]s a result of the present status of the law and as a result
of the general absence of legislative guidance in this area, school
districts and parents alike would be well advised to proceed with
caution in this area. In light of all this confusion, it would
appear that the courts would be the proper forms [sic] in which to
evaluate any particular home study situation as a prospective
exemption from compulsory attendance.
The following year the TEA's assistant general counsel expressed an
even stronger position in response to an inquiry by parents
considering home schooling:
The compulsory student attendance laws of the State of Texas do not
permit students to be taught at home. . . . The exemption statute
provides that a child in attendance upon a private or parochial
school which shall include in its course a study of good citizenship
is exempt from the requirements of compulsory attendance. There is
no exemption for home tutorial programs.
. . . A school, whether private, public, or parochial, must include
retained and qualified teachers; a collection of students from
different families; a curriculum that includes the basic academics
as are taught in public schools; and some organizational structure
that assures that instruction does, in fact, occur.
The continuous policy of this office is based upon much more than a
cursory review of the statutes. All of our legal research concludes
that a person may not teach their children at home simply by calling
their home a private school. If educational programs conducted in a
home environment are to be allowed as exemption to the compulsory
attendance law, action of the Legislature will be required.
The Legislature took no action, although a number of bills were
introduced in 1985.7 That same year, the Texas Education Agency
issued a publication entitled HOUSE BILL 72 AND SUBSEQUENT
EDUCATIONAL LEGISLATION: COMPREHENSIVE REFERENCES AND EXPLANATIONS,
which included a section devoted to the compulsory attendance law,
even though that law was not affected by House Bill 72 or any
subsequent educational legislation. For the first time, the TEA
published its interpretation of the private school exemption:
It is the agency's interpretation that under this compulsory
attendance law, private school attendance is an acceptable
substitute for public school attendance. However, educating a child
at home is not the same as private school instruction and,
therefore, not an acceptable substitute.
If a school district knows of a situation in which a school age
student is not being educated in compliance with compulsory
attendance statutes, the district should file charges against the
parent under the compulsory attendance law.
Page 437
Correspondence courses are not a legal substitute for attendance at
a public or private school.
TEX. EDUC. AGENCY, HOUSE BILL 72 AND SUBSEQUENT EDUCATIONAL
LEGISLATION: COMPREHENSIVE REFERENCES AND EXPLANATIONS 213 (1985).
Although the Commissioner of Education testified that the TEA never
changed its policy refusing to exempt home schooled students from
the compulsory attendance law, the fact remains that there is no
evidence of such policy prior to 1981. Nor were the policy
statements from 1981-1985 made after hearings or other proceedings
before the TEA. Most importantly, the TEA itself now concedes in its
briefs and oral argument before this Court that its interpretation
of the private school exemption, beginning in 1981 and restated in
its 1985 publication, was "anomalous".
B
Based upon the TEA's policy statements from 1981-1985, school
districts and their attendance officers began prosecuting violations
of the compulsory attendance law based upon nothing other than the
fact that a child was being schooled at home. In all, some 150
prosecutions were initiated, and about 80 of them were actually
tried. The State's position in those prosecutions was that a home
school was never a private school within the meaning of the
statutory exemption, § 21.033(a)(1), and never exempt from the
compulsory attendance law.
To halt the State's enforcement of this policy, this class action
was filed in March 1985. The district court certified three
plaintiff classes: one comprised of parents, another of private
schools who furnish curricula for home schools, and the third of
other providers of home school curricula. Specifically, the district
court defined the first class as those parents —
who either [a] have enrolled their school-age children in private or
parochial schools outside their homes receiving the curricula and
instruction of these schools in their homes which includes in the
course a study of good citizenship or [b] have established a private
school in their homes which involves in its course a study of good
citizenship.
Nine married couples with school-age children were named as
representatives of the class. 8 Two of the couples had been
prosecuted for violating the compulsory attendance law, based upon
the TEA's 1981 policy, and two others had been threatened with
prosecution. 9 The second class included the Calvert School, Inc.,
the First Baptist Academy of Dallas, Christian Liberty Academy
Satellite Schools, and others "who have established private or
parochial schools where the students receive their curricula
including a study of good citizenship and instruction in their
homes." The third class consisted of Reform Publications, Inc. d/b/a
Basic Education, American Christian Schools, Inc., and others "who
provide curricula including in their courses a study of good
citizenship and instruction for private schools in homes." The Home
School Legal Defense Association was named as an individual
plaintiff.
The district court also certified a defendant class comprised of all
"public school districts and their school attendance officers",
represented by three such districts and officers. 10 Besides this
class, there were
Page 438
four named defendants: the TEA; the Texas Commissioner of Education;
the Assistant General Council of the TEA; and the Attorney General
of Texas.
Plaintiffs contended that defendants had misinterpreted the private
school exemption and sought a declaration to that effect under the
Declaratory Judgments Act, TEX. CIV. PRAC. & REM. CODE §§
37.001-.011. Plaintiffs also claimed that defendants' enforcement of
the compulsory attendance law infringed upon their constitutional
rights, in violation of the federal Civil Rights Act, 42 U. S. C. §
1983. Plaintiffs sought an injunction prohibiting all school
districts and attendance officers from enforcing the compulsory
attendance law against bona fide home schools. Plaintiffs also
claimed attorney fees.
Consistent with the TEA's 1985 statement of policy, the Attorney
General in his original answer in this suit specifically denied that
a home school could be a private school within the meaning of §
21.033(a)(1). No other defendant adopted this position, however, and
the Attorney General himself abandoned it in later pleadings. About
a year after the suit was filed, on April 12, 1986, the State Board
of Education issued a resolution calling upon the Legislature to
define the private and parochial school exemption and recommending
that school districts follow new standards in applying the exemption
pending legislative action. 11 That resolution stated:
WHEREAS the State Board of Education has been requested by various
parties to define the terms "private or parochial school" as
contained in Article 21.033 of the Texas Education Code; and
WHEREAS the legal authority of the State Board of Education to make
such definition has been questioned by various entities, including,
we are advised, the Texas Legislative Council;
NOW, THEREFORE, the State Board of Education urges the Texas
Legislature either to define such terms or specifically to authorize
the State Board of Education to do so at its regular session in
1987.
The State Board of Education further recommends to the various
school districts of Texas that the following guidelines may be
utilized in determining whether an entity is a private or parochial
school for the purposes of Article 21.033 pending the action of the
Texas legislature:
(1) An entity that is accredited by an accrediting organization
recognized by the Commissioner of Education, or
(2) An entity that meets the following criteria:
a. It instructs students in facilities that comply with applicable
local fire and sanitation codes;
b. It has a written regular plan of instruction sufficient to meet
basic student educational goals;
c. Its students shall annually be administered a recognized
nationally norm-referenced standard achievement test. Evidence of
such administration and the results thereof shall be furnished upon
request to the attendance officer for the public school district in
which the private or parochial school is located. The local school
district may require that the next administration of such
achievement test be by qualified test administrator, or
(3) An entity that furnishes evidence satisfactory to the attendance
officer of the school district in which the private or parochial
school is located, that it meets the criteria required by the
Commissioner of Education for an entity to be accredited by a
recognized accrediting organization under (1) of this section.
The above guidelines will not be interpreted in such a manner as to
interfere with the exercise of religious freedom guaranteed by the
United States and Texas Constitutions.
Page 439
Defendants contended that the 1986 resolution— to which the
Legislature chose not to respond— mooted plaintiffs' complaints, for
reasons we consider in detail below. The district court rejected
this contention.
Shortly after the SBOE issued the 1986 resolution, the parties to
this action notified the members of the various classes that they
had reached agreement concerning the proper construction of §
21.033(a)(1). That construction was to be effectuated by an agreed
interlocutory judgment of the district court which provided in part
as follows:
Accordingly, the Court declares that a school-aged child residing in
the State of Texas who is regularly and diligently pursuing in the
child's home a written curriculum of either a private or parochial
school in which the child is enrolled which exists apart from the
child's home or which has been obtained from other sources, said
curriculum following a regular plan of instruction designed to meet
basic educational goals of reading, language arts, mathematics and a
study of good citizenship, is considered to be in attendance upon a
private or parochial school within the meaning of [s 21.033(a)(1) ].
The Court further finds that the current curricula of [the named
representatives of the second and third plaintiff classes] are
written curricula following a regular plan of instruction designed
to meet basic educational goals of reading, language arts,
mathematics and a study of good citizenship. This finding is made so
that the school attendance officers of the public school districts
in the State of Texas will be able to identify a curriculum for a
school-aged child at home who is considered to be in attendance upon
a private or parochial school. The Court also finds that if parents
or those standing in the parental relationship to such a child
furnish to any public school attendance officer upon his written
request the results of a nationally normed standard achievement test
which was given in accordance with the instructions accompanying the
test and was taken within the preceding twelve (12) months of the
written request showing that the child is making reasonable academic
progress for that child, then this furnishing shall establish that
the child is regularly and diligently pursuing the curriculum being
taken.
The agreement did not encompass plaintiffs' claims for injunctive
relief, damages and attorney fees. In response to the notice to the
classes, a number of members of the first class of plaintiffs
appeared before the district court and objected to the proposed
agreed judgment. Consequently, the named plaintiffs withdrew from
the agreement, and the proposed judgment was never presented to the
district court.
Following trial before the bench, the district court rendered
judgment in favor of plaintiffs. One portion of that judgment
declared the proper construction of the private school exemption in
§ 21.033(a)(1). We quote the district court's declaration, inserting
divisions among its components:
a school-age child
• residing in the State of Texas who is pursuing under the direction
of a parent or parents or one standing in parental authority in or
through the child's home
• in a bona fide (good faith, not a sham or subterfuge) manner
• a curriculum consisting of books, workbooks, other written
materials, including that which appears on an electronic screen of
either a computer or video tape monitor, or any combination of the
preceding from either (1) of a private or parochial school which
exists apart from the child's home or (2) which has been developed
or obtained from any source,
• said curriculum designed to meet basic education goals of reading,
spelling, grammar, mathematics and a study of good citizenship,
is in attendance upon a private or parochial school within the
meaning of Section 21.033(a)(1) of the Texas Education Code and
exempt from the requirements of compulsory attendance at a public
school.
The court's judgment further provided:
Page 440
This judgment does not preclude the Texas Education Agency, the
Commissioner of Education or the State Board of Education from
suggesting to the public school attendance officers lawful methods,
including but not limited to inquiry concerning curricula and
standardized test scores, in order to ascertain if there is
compliance with the declaration contained in this judgment. However,
this judgment is not to be interpreted as requiring standardized
tests in order for there to be compliance with the interpretation
made by the court of [s 21.033(a)(1) ]. The lawful powers of
investigation by public school attendance officers and the
constitutional rights of persons subject to such investigations are
not affected by this judgment.
This construction of § 21.033(a)(1), and the use of standardized
tests as one indicia of compliance, are essentially the same
provisions to which the parties agreed prior to trial before
plaintiffs withdrew their consent.
The district court also held that children of the named
representatives of the parent class and children studying materials
provided by the named plaintiff institutions at home in a bona fide
manner were exempt from the compulsory attendance law. The district
court determined that any enforcement of the policy in the 1985
publication or the recommendation in the 1986 resolution would
violate plaintiffs' due process and equal protection rights under
the United States and Texas Constitutions. The court permanently
enjoined all school districts and attendance officers from
initiating charges of violations of the compulsory attendance law
based upon any construction of § 21.033(a)(1) other than that
contained in the court's declaratory judgment. Finally, the court
awarded plaintiffs attorney fees against the school districts, but
not against any of the other defendants.
The court of appeals concluded that plaintiffs were not entitled to
relief under the state declaratory judgments act because the
compulsory attendance law is penal. 843 S. W. 2d at 48. The court
based this conclusion on the rule that the constitutionality of a
criminal statute cannot be determined, and its enforcement enjoined,
in a civil proceeding absent a showing of irreparable injury to
plaintiffs' property rights, which has not been attempted in this
case. Id.; see State v. Morales, 869 S. W. 2d 941 (Tex.
1994). The court did not explain why this rule should apply to the
private school exemption in § 21.033(a)(1), which is a civil statute
distinct from the enforcement provisions of § 4.25, or why the rule
should preclude a construction of § 21.033(a)(1) without reference
to its constitutionality. The court of appeals did hold, however,
that plaintiffs had demonstrated a violation of their constitutional
rights to equal protection, and were therefore entitled to all the
relief awarded by the district court under the federal Civil Rights
Act. 843 S. W. 2d at 48-51. In the course of its analysis the court
concluded that the district court properly construed the private
school exemption. Id. at 51-52.
We granted writ of error to review the correctness of the district
court's construction of the private school exemption, the propriety
of injunctive relief, and the award of attorney fees to plaintiffs.
II
Before we turn to the central issues in the case, we must address
three jurisdictional issues raised by defendants: whether
plaintiffs' action was mooted by the SBOE's 1986 resolution; whether
plaintiffs seek to construe and enjoin enforcement of a criminal
statute over which a civil district court lacked jurisdiction; and
whether the TEA's 1986 resolution regarding the private school
exemption is an administrative rulemaking.
A
Defendants contend that plaintiffs' complaints are directed against
the TEA's 1985 policy statement which defendants now admit was
"anomalous" and which the TEA has abandoned. Defendants argue that
plaintiffs meet the standard the SBOE adopted in its 1986 resolution
and thus can no longer complain of the TEA's enforcement of the
compulsory attendance law.
Page 441
Although there is language in the court of appeals' opinion to
suggest that the named individual plaintiffs in the action would
meet the standard adopted in the 1986 resolution, 843 S. W. 2d at
51-52, the evidence does not bear this out. The first requirement of
the 1986 resolution is that the facilities where students are
instructed— i. e., plaintiffs' homes— comply with applicable local
fire and sanitation codes. There is no evidence that the nine
couples named in the action instruct their children in homes that
comply with applicable local fire and sanitation codes (or, for that
matter, of what those codes require of homes). The third requirement
of the 1986 resolution is that students be given nationally
norm-referenced standard achievement tests annually. According to
the evidence at trial, only one of the nine plaintiff couples met
this requirement. Eight of the plaintiff parents testified that they
had tested their children at least once, but two testified that they
would not do so again because they know without tests how their
children are progressing. There is no evidence whether one of the
nine couples did or did not give their children achievement tests.
Plaintiffs oppose making either of these factors— compliance with
building codes or administration of achievement tests— essential to
qualification for the private school exemption. With respect to the
second requirement of the 1986 resolution — a written plan of
instruction sufficient to meet basic student educational goals—
plaintiffs agreed that some plan was important but that it did not
always need to be written. Moreover, it is not clear whether
plaintiffs and the TEA would agree on what are basic student
educational goals.
In sum, plaintiffs and defendants do not agree on when home schooled
children should be exempt from the compulsory attendance law.
Plaintiffs contend that the 1986 resolution does not correctly
construe § 21.033(a)(1); defendants disagree. A case is moot when
there is no actual controversy between the parties. City of West
University Place v. Martin, 132 Tex.
354, 123 S. W. 2d 638, 639 (1939). The disagreement among the
parties in this case is not academic or abstract; it is real and
affects the rights and interests of all parties. The case is clearly
not moot.
B
Defendants argue, and the court of appeals concluded, that the
district court had no jurisdiction to construe and enjoin
enforcement of § 21.033(a)(1) in a civil proceeding because it is a
criminal statute. Defendants and the appeals court are correct that,
as a rule, a party cannot seek to construe or enjoin enforcement of
a criminal statute in a civil proceeding without a showing of
irreparable injury to the party's vested property rights, which
showing is absent here. See State v. Morales, 869 S. W. 2d 941 (Tex.
1994). However, the rule does not apply in this case because §
21.033(a)(1) is not a criminal statute.
It clearly is not a criminal statute on its face, and defendants do
not argue that it is; rather, they argue that it is in effect a
defense to prosecution under § 4.25, which clearly is a criminal
statute, and that the general compulsory attendance provision, §
21.032(a), the exemptions, § 21.033, and the enforcement provision,
§ 4.25, should all be read together as parts of a penal provision.
That the three statutes must be read together cannot be denied: it
is impossible to determine whether a fine should be imposed under §
4.25 without determining whether the subject child is exempt from
attending public schools under § 21.033. That fact alone, however,
does not dictate that a statute which is not criminal on its face
must be considered part of one that is, and therefore beyond the
jurisdiction of civil courts to construe.
If the sole function of § 21.033 were to define the elements of the
offense proscribed by § 4.25, or the elements of a defense to
prosecution, the question whether § 21.033 is penal would be much
closer. As it is, § 21.033 serves a function unrelated to
prosecution under § 4.25. It is part of the basis for determining
whether a child who is not in attendance in public school is subject
to supervision under § 51.03 of the Family Code,
Page 442
and whether a parent of the child may have his or her parental
rights terminated for failing to enroll the child in school under §
15.02 of the Family Code. Not only is § 21.033 on its face a civil
statute, it also has civil consequences. Defendants cite no
authority for treating a statute like § 21.033 as a criminal
statute.
Defendants argue that plaintiffs have foregone any claim to relief
under the declaratory judgment statutes because they did not perfect
an appeal to this Court from the court of appeals' adverse ruling on
this issue. Such an appeal, however, was unnecessary. The appellate
court's judgment upheld plaintiffs' claims for declaratory and
injunctive relief, albeit on the basis of §
1983 and not state law. Since plaintiffs prevailed in the court of
appeals, they are entitled to support that court's judgment by any
argument, including those that the appellate court rejected. They
need not perfect a separate application for writ of error unless
they wish to obtain from this Court a different and more favorable
judgment. See Donwerth v. Preston II Chrysler-Dodge, 775 S. W. 2d
634, 639 n. 5 (Tex. 1989); see also id. at 643 (Ray, J., concurring)
(explaining cross-points and separate appeals in intermediate courts
and supreme court).
Accordingly, we conclude that the district court had jurisdiction to
construe § 21.033(a)(1).
C
Defendants argue that the SBOE's 1986 resolution is an
administrative rulemaking which, under the Administrative Procedure
Act ["the APA"], can be challenged only by appeal to a district
court in Travis County. TEX. GOV'T CODE §
2001.038.12 The recommendation contained in the resolution,
defendants argue, fits squarely within the statutory definition of
an administrative rule: "a state agency statement of general
applicability that . . . implements, interprets, or prescribes law
or policy. . . ." Id. § 2001.003(6)(A)(i). Plaintiffs respond that
the Legislature has not authorized the SBOE to make rules construing
private schools generally or § 21.033(a)(1) in particular.
Alternatively, plaintiffs argue that the 1986 resolution cannot be a
rule because it does not say it is a rule and the SBOE made no
attempt in issuing it to comply with the notice and hearing
requirements for rulemaking proceedings. Defendants answer that
plaintiffs' arguments are precisely the sort of complaints that §
2001.038 of the APA requires to be raised in a district court in
Travis County. Defendants also argue that plaintiffs were required
to raise their complaints within two years of the issuance of the
1986 resolution under § 2001.035 of the APA. 13
In effect, defendants argue that although the SBOE did not treat the
1986 resolution as a rule at the time, and did not follow any of the
procedures prescribed by statute for adopting rules, the resolution
is a rule which can be challenged only in a Travis County District
Court, and the time for complaining about the total lack of any
rulemaking procedures has passed. At best, this argument is
disingenuous. On its face, the resolution is little more than an
urging to the Legislature to further define the private and
parochial
Page 443
school exemption in § 21.033(a)(1). It goes no further than to
"recommend[ ] to the various school districts . . . guidelines . . .
pending the action of the Texas legislature". It even recites that
the SBOE's authority to define "private or parochial school" has
been challenged by various entities, among them the Texas
Legislative Council. As the SBOE is charged with implementing
legislative policy, an opinion of the Legislative Council that the
SBOE lacked authority to clarify § 21.033(a)(1) would appear to be
entitled to considerable weight. 14 The SBOE offers no explanation
why, if it thought the resolution was an agency rule in
1986, it made no effort to comply with the requirements of the APA
before the resolution issued.
Not every statement by an administrative agency is a rule for which
the APA prescribes procedures for adoption and for judicial review.
As noted above, the APA applies only to statements of general
applicability that implement, interpret or prescribe law or policy.
The 1986 resolution was not such a statement. It urged action by the
Legislature and recommended guidelines to school districts. The
guidelines were only recommended, not prescriptive, and they did not
purport to implement or interpret § 21.033(a)(1) or agency policy,
but only to provide direction pending action by the Legislature. In
these circumstances, defendants' argument that the 1986 resolution
constitutes a rule is plainly incorrect. 15
Since plaintiffs' challenge to the 1986 resolution is not governed
by the APA, the district court had jurisdiction of this case. Having
reached this conclusion, we need not address plaintiffs' contention
that the SBOE has no authority to make rules construing §
21.033(a)(1).
III
We come now to the central issue in the case. Defendants
acknowledge, contrary to their position from 1981-1986, that a home
school can be a private school within the meaning of § 21.033(a)(1).
Plaintiffs do not contend that every home school falls within the
exemption, but only, as the district court held, homes in which
children are taught in a bona fide manner from a curriculum designed
to meet basic education goals. Plaintiffs also do not contend that
the use of standard achievement tests cannot be considered in
ascertaining whether a home school is being taught in a bona fide
manner; they argue only, again as the district court held, that the
use of such tests cannot be the determining factor.
The evidence in support of the district court's construction of §
21.033(a)(1) is virtually undisputed. Defendants do not deny that
from 1916 to 1981 students in bona fide home schools were not
prosecuted for violation of the compulsory attendance law.
Defendants also concede that the TEA's policy from 1981-1986, that
no home school could be a private school within the meaning of §
21.033(a)(1), was wrong. Defendants acknowledge the right of parents
to teach their children at home and the efficacy of that means of
education when it is conducted in a bona fide manner. Defendants
were willing to agree before trial to essentially the same
construction of § 21.033(a)(1) as the district court eventually
reached. Defendants argue even now that the nine plaintiff couples
come within the "private school" exemption from the compulsory
attendance law, even though there is no evidence that they have met
two of the elements prescribed by the 1986 resolution. From the
record before us, we conclude that the district court's declaration
of the meaning of "private school" in
Page 444
§ 21.033(a)(1), as it relates to home schools, is clearly correct.
Defendants argue that the district court's judgment deprives the
SBOE of its proper role in developing policies for the public
schools. We do not believe that it does. The SBOE has the power and
duty to "take actions necessary to implement legislative policy for
the public school system of the state." TEX. EDUC. CODE § 11.24(a).
Legislative policy regarding the exemption of students in private
schools from attendance in public schools is expressed in §
21.033(a)(1). The district court has construed that provision as it
has been understood and applied for most of this century. The SBOE
continues to have responsibility for implementing the statutory
policy. The SBOE is not authorized, however, to change legislative
policy; that is the sole province of the Legislature. The
Legislature has not accepted the SBOE's invitation in its 1986
resolution to clarify the private school exemption. The Legislature
has indicated, however, that it considers home schools to fall
within the exemption. In amending §
4.25 and other provisions of the Education Code in 1989, the
Legislature stated:
Nothing in this Act applies to students in attendance upon a private
or parochial school, which includes home schools, in accordance with
Section 21.033, Education Code.
Act of May 28, 1989, 71st Leg., R. S., ch. 658, § 11, 1989 Tex. Gen.
Laws 2165, 2168 (emphasis added).
As we have noted above, plaintiffs argue that the TEA has no
authority to promulgate rules construing § 21.033(a)(1). The
decision we reach does not require that we address this argument
today. On the other hand, nothing in our opinion precludes the TEA
from setting such guidelines for enforcement of the compulsory
attendance law as are within its authority. Specifically, the TEA is
not precluded from requesting evidence of achievement test results
in determining whether children are being taught in a bona fide
manner. While administration of such tests cannot be a prerequisite
to exemption from the compulsory attendance law, we do not preclude
the TEA from giving this factor heavy weight. Should the SBOE choose
to promulgate additional rules under the Administrative Procedure
Act, its authority to do so and the propriety of such rules will be
subject to judicial review.
IV
The district court awarded plaintiffs costs and attorney fees to be
paid by the defendant school districts, but not by any of the other
defendants. 16 The court based its award on a provision of the Texas
Uniform Declaratory Judgments Act ["the DJA"], TEX. CIV. PRAC. &
REM. CODE § 37.009, which authorizes the award of such reasonable
and necessary attorney fees as are just and equitable, and 42 U. S.
C. § 1988. The court of appeals affirmed, but only on the basis of §
1988. We conclude that the award of attorney fees was proper under
the DJA and do not address § 1988.
The school districts argue that as a rule they have governmental
immunity from liability for attorney fees, and that this immunity is
not waived by the DJA. A number of decisions from the courts of
appeals have concluded that the DJA does not waive governmental
immunity for attorneys fees. 17 At
Page 445
least one appellate court has concluded that the Act does waive
governmental immunity from an award of attorney fees and costs for a
municipality, insofar as the Act defines "person" as including
municipalities, requires municipalities to be joined in actions
involving the validity of an ordinance, and allows awards of
attorney fees and costs without any indication of an intent to
exempt municipalities. 18 Several other cases affirm attorney fee
awards against governmental entities without any discussion of
sovereign immunity. 19
We have touched on the issue in several cases without ever expressly
deciding it. In Oake v. Collin County, 692 S. W. 2d
454 (Tex. 1985), a declaratory judgment action involving a property
tax dispute, we considered whether the trial court had abused its
discretion in refusing to award attorney fees against various
governmental entities and concluded that it had not. We did not
suggest that the taxing units and counties in that case were immune
from liability for attorney fees under the DJA. In Duncan v. Pogue,
759 S. W. 2d 435 (Tex. 1988), rev'g 753 S. W. 2d 255 (Tex. App.—
Tyler 1988), without mentioning governmental immunity, we concluded
that the trial court acted within its discretion in awarding
attorney fees against the county commissioners' court. The court of
appeals had held that the DJA does not authorize an award of
attorney fees against a county.
In other cases we have awarded attorney fees against governmental
entities based upon other statutes. In Texas State Employees Union
v. Texas Dep't of Mental Health and Mental Retardation, 746 S. W. 2d
203 (Tex. 1987), the award of fees was based on provisions covering
damages, costs, and fees adjudged in a cause of action for the
deprivation of a right, privilege or immunity secured by the
constitution or laws of this State or the United States, against
state employees, officers or governing board members who acted in
the course or scope of their employment. TEX. CIV. PRAC. & REM. CODE
§§
104.001-.003 (now providing for indemnification up to specified
amounts).20 In Camarena v. Texas Employment Comm'n,
754 S. W. 2d 149 (Tex. 1988), the award of fees was based on
provisions prohibiting state officials from discriminating on the
basis of a person's race, religion, color, sex, or national origin.
TEX. CIV. PRAC. & REM. CODE § 106.001-.002. In Lee v. City of
Houston, 807 S. W. 2d 290 (Tex. 1991), the district court granted
declaratory relief and attorney fees, and the court of appeals
reversed. We reversed the appellate court's holding on the merits
and remanded the case to the trial court for entry of judgment
consistent with our opinion, without addressing the availability of
attorney fees. In a subsequent original proceeding to enforce the
Court's judgment, Lee v. Downey, 842 S. W. 2d 646, 649 (Tex. 1992),
the Court directed the trial court to award attorney fees and
indicated that the award was authorized by TEX. LOCAL GOV'T CODE §
143.015, which allows attorney fees in appeals from decisions of the
Fire Fighters' and Police Officers' Civil Service Commission. 21
The DJA is a remedial enactment which allows courts to declare
relief, whether or not further relief is or could be claimed, to
"settle and afford relief with respects to rights, status, and other
legal relations". Id. §§ 37.002, .003(a). A person "whose rights,
Page 446
status, or other legal relations are affected by a statute,
municipal ordinance, contract, or franchise may have determined any
question of construction or validity arising under the statute,
ordinance, contract, or franchise and obtain a declaration of
rights, status, or other legal relations thereunder." Id. §
37.004(a). All persons who have or claim any interest that would be
affected by the declaration must be made parties; those not made a
party are not prejudiced by any declaration. Id. § 37.006(a). If the
validity of a municipal ordinance or franchise is involved, a
municipality must be made a party, and if a statute, ordinance, or
franchise is alleged to be unconstitutional, the attorney general
must be served with a copy of the proceeding and is entitled to be
heard. Id. § 37.006(b). The Act specifically authorizes an award of
"costs and reasonable and necessary attorney's fees as are equitable
and just." Id. § 37.009.
The DJA expressly provides that persons may challenge ordinances or
statutes, and that governmental entities must be joined or notified.
Governmental entities joined as parties may be bound by a court's
declaration on their ordinances or statutes. The Act thus
contemplates that governmental entities may be— indeed, must be —
joined in suits to construe their legislative pronouncements. These
provisions provide the context for the Act's authorization, in §
37.009, of attorney fee awards. We conclude that by authorizing
declaratory judgment actions to construe the legislative enactments
of governmental entities and authorizing awards of attorney fees,
the DJA necessarily waives governmental immunity for such awards.
The school districts complain that the award of fees was not
properly adjudicated against them, in that plaintiffs' claims were
primarily directed against the state defendants. We note, however,
that the district court directed the award to be paid by the TEA
from funds designated for public school districts. The school
districts also complain about the inclusion of various items in the
district court's award. They argue that plaintiffs were required to
segregate time spent on temporary injunctive relief and the
non-federal claims on which plaintiffs did not prevail. The record
reflects that all plaintiffs' attorneys' time was spent on issues
related to the declaratory relief which was granted. The school
districts also argue that some items of expenses and costs were not
recoverable. We conclude, however, that the districts have failed to
show reversible error.
Accordingly, we hold that the district court's award of attorney
fees was authorized by the DJA and was not an abuse of discretion.
V
The district court enjoined defendants from enforcing the compulsory
attendance law contrary to the construction set out in the court's
judgment. There is no indication, however, that defendants will
attempt to contravene the district court's judgment, or ours. On the
contrary, we are confident that defendants will abide by our
decision in carrying out their duties. Accordingly, we conclude that
issuance of a permanent injunction was unnecessary and should be
reversed. 22
The lower courts held that defendants had violated plaintiffs'
constitutional rights and § 1983 of the federal Civil Rights Act. As
we have accorded plaintiffs all the relief to which they are
entitled under the Declaratory Judgments Act, we do not reach their
constitutional arguments under § 1983. The 1986 resolution
acknowledged that home schooling may involve constitutional claims
of religious freedom. Our decision today need not, and does not,
address such claims.
* * * * * *
The judgment of the court of appeals is reversed insofar as it
affirms the district court's permanent injunction. In all other
respects the judgment of the court of appeals is affirmed.
1 Present statutes omit one significant provision of the 1915 law:
"Any child within the compulsory school attendance ages who shall be
insubodinate [sic], disorderly, vicious or immoral in conduct, or
who persistently violates the reasonable rules and regulations of
the school which he attends, or who otherwise persistently
misbehaves therein so as to render himself an incorrigible, shall be
reported to the person exercising the duties of attendance officer
of said school, who shall proceed against such child in the juvenile
court as herein provided." Act of March 8, 1915, 34th Leg., R. S.,
ch. 49, § 9, 1915 Tex. Gen. Laws 92, 97.
2 "Unless specifically exempted by Section 21.033 of this code or
under other laws or unless a child is at least 17 years of age and
has been issued a high school equivalency certificate, every child
in the state who is as much as six years of age, or who is less than
seven years of age and has previously been enrolled in first grade,
and who has not completed the academic year in which his 17th
birthday occurred shall be required to attend the public schools in
the district of his residence or in some other district to which he
may be transferred as provided or authorized by law a minimum of 170
days of the regular school term of the district in which the child
resides or to which he has been transferred."
3 Until 1993, § 4.25 provided as follows:
(a) If any parent or person standing in parental relation to a
child, within the compulsory school attendance ages and not lawfully
exempt or properly excused from school attendance, fails to require
such child to attend school for such periods as required by law, it
shall be the duty of the proper attendance officer to warn, in
writing, the parent or person standing in parental relation that
attendance must be immediately required. If after this warning the
parent or person standing in parental relation intentionally,
knowingly, recklessly, or with criminal negligence fails to require
the child to attend school as required by law, the parent or person
standing in parental relation commits an offense. The attendance
officer shall file a complaint against him in the county court, in
the justice court of his resident precinct, or in the municipal
court of the municipality in which he resides or in the municipality
or justice of the peace precinct in which the school is located. In
addition, if the child has been voluntarily absent from school for
10 or more days or parts of days within a six-month period or three
or more days or parts of days within a four-week period without the
consent of his parents, the attendance officer shall refer the child
to the county juvenile probation department for action as conduct
indicating a need for supervision under Section 51.03(b), Family
Code. A court in which a complaint is filed under this subsection
shall give preference to a hearing on the complaint over other cases
before the court. An offense under this section is punishable by a
fine of not less than $5 nor more than $25 for the first offense,
not less than $10 nor more than $50 for the second offense, and not
less than $25 nor more than $100 for a subsequent offense. Each day
the child remains out of school after the warning has been given or
the child ordered to school by the juvenile court may constitute a
separate offense. If the court probates the sentence, the court may
require the defendant to render personal services to a charitable or
educational institution as a condition of probation.
(b) It is a defense to prosecution under Subsection (a) of this
section that the parent or person standing in parental relation to
the child is unable to compel the child to attend school.
In 1993, there were three amendments, each without reference to the
others, to this version of § 4.25. See Act of May 18, 1993,
73rd Leg., R. S., ch. 358, § 2, 1993 Tex. Gen. Laws 1528, 1629-30;
Act of May 28, 1993, 73rd Leg., R. S., ch. 347, § 6.01, 1993 Tex.
Gen. Laws 1479, 1527-28; Act of May 29, 1993, 73rd Leg., R. S., ch.
930, § 1, 1993 Tex. Gen. Laws 3949, 3950. None of these amendments
are important to the issues in this case.
4 "Conduct indicating a need for supervision is . . . the unexcused
voluntary absence of a child on 10 or more days or parts of days
within a six-month period or three or more days or parts of days
within a four-week period from school without the consent of his
parents. . . ."
5 "[A] petition requesting termination of the parent-child
relationship with respect to a parent who is not the petitioner may
be granted if the court finds that . . . the parent has . . . been
the major cause of . . . the failure of the child to be enrolled in
school as required by the Texas Education Code. . . ."
6 The Texas Education Agency is actually the Central Education
Agency, which is composed of the State Board of Education, the State
Board for Vocational Education, the commissioner of education, and
the State Department of Education. TEX. EDUC. CODE § 11.01. The
State Board of Education and the State Board for Vocational
Education are identical. Id. § 11.24. The SBOE, which has fifteen
members elected from districts in the state, is responsible for
implementing legislative policy for the public school system. Id. §§
11.2101, 11.24. The commissioner of education is the executive
officer of the TEA and the SBOE. Id. §§ 11.25, 11.52. The State
Department of Education is the professional, technical and clerical
staff of the TEA. Id. § 11.61.
7 Tex. H. B. 29, 69th Leg., R. S. (1985) (requiring home educators
to register, provide at least 170 days of instruction, and maintain
attendance and immunization records, and requiring students not to
score below the district average on annual tests); Tex. H. B. 431,
69th Leg., R. S.
(1985)
(exempting persons from compulsory attendance law based upon
sincerely held religious belief); Tex. H. B. 673, 69th Leg., R. S.
(1985) (exempting children schooled by parents from compulsory
attendance law). None of these bills were reported out of committee.
House Bill 317, which attempted to amend § 4.25(a) of the Education
Code by removing parents and guardians of home schooled students
from the class of individuals subject to criminal sanctions for
violating the compulsory attendance law, was reported out of
committee but defeated on the House floor, apparently for fear that
the provision would establish a precedent for regulation of home
schools. Tex. H. B. 317, 69th Leg., R. S.
(1985).
8 The class representatives were Gary W. and Cheryl Leeper, Bruce
and Patricia Smythe, Calvin E. and Wanda Minkler, Quinten T. and
Sandra Parten Jr., Tony and Suzanne Martinez, Charles and Corlee
Kent, John W. and Helen Jackson Jr., Michael R. and Sally K.
Galbraith, and Richard and Kay Wells.
9 The Galbraiths and Wells were actually prosecuted; the Leepers and
Minklers received letters from school officials threatening
prosecution.
10 Named as representatives of the defendant class were the
Arlington Independent School District and its attendance officer,
Max Kidd; the Katy Independent School District and its attendance
officer, Helena Blackstock; and the El Paso Independent School
District and its attendance officer, Charles F. Hart.
11 As noted above, supra n. 6, the SBOE is the component of the TEA
charged with implementing legislative policy.
12 The law governing administrative rulemaking in 1986, TEX. REV.
CIV. STAT. ANN. art. 6252-13a, has since been recodified as chapter
2001 of the Government Code. For purposes of this case the repealed
provisions are identical to the recodified provisions, and we refer
to the latter.
Section 2001.038 provides in pertinent part:
"(a) The validity or applicability of a rule . . . may be determined
in an action for declaratory judgment if it is alleged that the rule
or its threatened application interferes with or impairs, or
threatens to interfere with or impair, a legal right or privilege of
the plaintiff.
"(b) The action may be brought only in a Travis County district
court."
13 "(a) A rule adopted after January 1, 1976, is not valid unless a
state agency adopts it in substantial compliance with Sections
2001.023 through 2001.034 [prescribing notice, hearing, and other
requirements].
"(b) A person must initiate a proceeding to contest a rule on the
ground of noncompliance with the procedural requirements of Sections
2001.023 through 2001.034 not later than the second anniversary of
the effective date of the rule."
14 The Texas Legislative Council is a legislative agency composed of
the Lieutenant Governor, the Speaker of the House of
Representatives, the chairs of the Senate and House administration
committees, four other senators, and nine other representatives.
TEX. GOV'T CODE §
323.001(a)-(b). Among the powers of the Council are to "study and
investigate the functions and problems of state departments,
agencies, and officers". Id. § 323.006(a)(1).
15 Cf. 1 KENNETH CULP DAVIS & RICHARD J. PIERCE, JR., ADMINISTRATIVE
LAW TREATISE § 6.2 (3d ed. 1994)
(distinguishing statements to which federal Administrative Procedure
Act, 5 U. S. C. § 553, does and does not apply); 3 BASIL J. MEZINES,
JACOB A. STEIN & JULES GRUFF, ADMINISTRATIVE LAW § 15.07[4] (1990,
Supp. 1991) (distinguishing statements to which federal
Administrative Procedure Act, 5 U. S. C. § 553, does and does not
apply).
16 The trial court also concluded that the representative school
district fees should not have to bear their attorney fees and
expenses alone, and awarded these districts fees from the other
districts in the defendant class. The representative districts do
not argue that governmental immunity would bar their awards from the
other districts.
17 See Dallas Area Rapid Transit v. Plummer, 841 S. W. 2d 870 (Tex.
App.— Dallas 1992, writ denied); Waugh v. City of Dallas,
814 S. W. 2d 492 (Tex. App. — Dallas 1991, writ denied); Rodeheaver
v. Steigerwald, 807 S. W. 2d 790 (Tex. App.— Houston [14th Dist.]
1991, writ denied); Texas Dep't of Human Serv. v. Methodist
Retirement Serv., Inc., 763 S. W. 2d 613 (Tex. App.— Austin 1989, no
writ); City of Houston v. Lee, 762 S. W. 2d 180 (Tex. App.— Houston
[1st Dist.] 1988), rev'd on other grounds, Lee v. City of Houston,
807 S. W. 2d 290 (Tex. 1991); Texas Employment Comm'n v. Camarena,
710 S. W. 2d 665 (Tex. App. — Austin 1986), rev'd on other grounds,
754 S. W. 2d 149 (Tex. 1988). See also City of Houston v. De
Trapani, 771 S. W. 2d 703 (Tex. App.— Houston [14th Dist.] 1989,
writ denied)
(affirming award of fees under federal civil rights act, but noting
that such award would not be available under state declaratory
judgments act).
18 City of El Paso v. Croom Const. Co., 864 S. W. 2d 153 (Tex. App.—
El Paso 1993, writ denied) (construing contract to build stadium).
19 See, e. g., District Judges v. Commissioners Court, 677 S. W. 2d
743 (Tex. App.— Dallas 1984, writ ref'd n. r. e.). See also
International Ass'n of Firefighters Local 624 v. City of San
Antonio, 822 S. W. 2d 122, 132 (Tex. App.— San Antonio 1991, writ
denied)
(reversing on other grounds and remanding for possible award of
attorney fees under § 37.009); Lubbock Prof. Firefighters v. City of
Lubbock, 742 S. W. 2d
413, 418-19 (Tex. App.— Amarillo 1987, writ ref'd n. r. e.)
(reversing on other grounds and remanding for possible award of
attorney fees).
20 We note that although the trial court found that the TEA had
acted in bad faith, it did not find that any individual acted in bad
faith, and concluded that no attorney fees, expenses or costs shall
be borne by any school attendance officer or individual defendant.
21 A dissenting opinion on rehearing, in which the author of this
opinion joined, expressed the view that the DJA does not waive
governmental immunity for an award of attorney fees. 842 S. W. 2d at
654 n. 4 (Gonzalez, J., dissenting on rehearing).
22 The school district defendants argue that the classes of
plaintiffs and defendants were improperly certified for an award of
injunctive relief. Defendants do not make the same argument with
respect to the award of declaratory relief. As we have reversed the
district court's injunction, we need not consider whether the
classes were properly certified.
Page 447
GONZALEZ, Justice, concurring in part and dissenting in part on
motion for rehearing.
My opinion of June 15, 1994 is withdrawn and this one is substituted
in its place. With the exception of the discussion of attorneys'
fees and court costs, I join the Court's opinion and judgment. I
dissent, however, from Part IV of the Court's opinion, from the
order denying a motion for rehearing, and from that part of the
judgment which orders that the plaintiffs recover attorneys' fees
and court costs from the defendants. In this case, the doctrine of
sovereign immunity precludes an award of attorneys' fees against the
defendants in the absence of an express waiver of immunity by the
Legislature. The Court errs in ruling that the Uniform Declaratory
Judgments Act (DJA), TEX. CIV. PRAC. & REM. CODE §§ 37.001-.011,
implicitly waives sovereign immunity so that defendants may be held
liable for attorneys' fees. 893 S. W. 2d 432, 445-46 (Tex. 1994).
The Court gives the DJA a curious construction that is not supported
by logic or well-established precedent and a construction which has
the potential for disastrous effects on school districts and other
governmental agencies. I would grant the motion for rehearing and
hold that the school districts are not liable for attorneys' fees
under the DJA, but would consider whether they are available under
42 U. S. C. § 1983.
I continue to adhere to the principles expressed in my opinion in
Lee v. Downey, 842 S. W. 2d 646, 655 n. 4 (Tex. 1992)
(Gonzalez, J., dissenting on motion for rehearing). To recover
attorneys' fees in this case, the plaintiffs must show that their
suit is an exception to two broad rules. The first rule is that
subdivisions of the sovereign are immune from suit. See W. D. Haden
Co. v. Dodgen, 158 Tex. 74, 308 S. W. 2d 838, 839 (1958) (approving
the court of appeals' statement that a suit against the state should
be abated "because of the State's immunity from suits brought
without its consent," 303 S. W. 2d 443, 445
(Tex. Civ. App.— Fort Worth 1957)). Only the Legislature may waive
sovereign immunity. Guillory v. Port of Houston Auth., 845 S. W. 2d
812, 813 (Tex. 1993); see Barr v. Bernhard, 562 S. W. 2d 844, 846
(Tex. 1978) (citing Lowe v. Texas Tech Univ., 540 S. W. 2d 297, 298
(Tex. 1976)) (stating, "any waiver of governmental immunity is a
matter to be addressed by the Legislature."); Hosner v. DeYoung, 1
Tex. 764, 769 (1847) (holding "No State can be sued in her own
Courts without her consent and then only in a manner indicated by
that consent."). Furthermore, the Legislature must use clear and
unambiguous language to waive immunity. See Guillory, 845 S. W. 2d
at 813-14 (explaining that waiver exposes the government to
increased liability that ultimately the state's taxpayers bear);
Texas Prison Bd. v. Cabeen, 159 S. W. 2d 523,
525-28 (Tex. Civ. App.— Beaumont 1942, writ ref'd) (examining a
statute to determine if the Legislature had expressly waived
sovereign immunity). The second rule is that attorneys' fees may not
be awarded unless prescribed by statute for the particular kind of
case. First City Bank v. Guex, 677 S. W. 2d 25, 30 (Tex. 1984); see
Texas Employment Comm'n v. Camarena, 710 S. W. 2d 665, 670 (Tex.
App.— Austin 1986), rev'd on other grounds, 754 S. W. 2d 149 (Tex.
1988). These rules prohibit a court from awarding attorneys' fees
merely because it deems them appropriate. Camarena, 710 S. W. 2d at
670. Thus, in this case, an award of attorneys' fees would be
permissible only if a statute expressly waived sovereign immunity
and authorized the recovery of attorneys' fees from the defendant
governmental agencies.
The DJA does not. The DJA waives sovereign immunity insofar as it
permits plaintiffs to bring actions in order to construe legislative
enactments of governmental entities; it also requires that
interested parties, including governmental agencies, be joined in
these suits. See TEX. CIV. PRAC. & REM. CODE §§ 37.004(a), 37.006.
However, the Court confuses this waiver of the government's immunity
from suit with waiver of immunity from liability. See Missouri Pac.
R. R. v. Brownsville Navigation Dist., 453 S. W. 2d 812, 813 (Tex.
1970); accord Couch v. Ector County, 860 S. W. 2d 659, 661 (Tex.
App.— El Paso 1993, no writ); Avmanco, Inc. v. City of Grand
Prairie, 835 S. W. 2d 160, 164-65 (Tex. App.— Fort Worth
1992, appeal dism'd as moot); Dillard v. Austin Indep. Sch. Dist.,
806 S. W. 2d 589, 592 (Tex. App.— Austin 1991, writ denied). Nowhere
does the DJA expressly
Page 448
authorize this Court to hold a governmental entity liable for
attorneys' fees in a declaratory judgment action. See Lee, 842 S. W.
2d at 655 n. 4 (Gonzalez, J., dissenting on motion for rehearing);
Dallas Area Rapid Transit v. Plummer, 841 S. W. 2d
870, 875 (Tex. App.— Dallas 1992, writ denied); Waugh v. City of
Dallas, 814 S. W. 2d 492, 496-97
(Tex. App.— Dallas 1991, writ denied); Rodeheaver v. Steigerwald,
807 S. W. 2d 790, 793
(Tex. App.— Houston [14th Dist.] 1991, writ denied), cert. denied,
502 U. S. 1093, 112 S. Ct. 1167, 117 L. Ed. 2d 414
(1992); City of Houston v. De Trapani, 771 S. W. 2d 703, 708 (Tex.
App.— Houston [14th Dist.] 1989, writ denied); Texas Dep't of Human
Servs. v. Methodist Retirement Servs., Inc., 763 S. W. 2d 613, 614
(Tex. App.— Austin
1989, no writ); City of Houston v. Lee, 762 S. W. 2d 180, 188 (Tex.
App.— Houston [1st Dist.] 1988), rev'd on other grounds, 807 S. W.
2d 290 (Tex. 1991); Camarena, 710 S. W. 2d at 670. For this reason
alone, the order that the defendants pay attorneys' fees is
erroneous.
The Court compounds its error by determining that the DJA implicitly
authorizes the plaintiffs' recovery of attorneys' fees in this
declaratory judgment suit. 893 S. W. 2d at 445-46. This holding
conflicts with the legislative admonishment that a "resolution
granting permission to sue does not waive to any extent immunity
from liability." TEX. CIV. PRAC. & REM. CODE §
107.002(b) (Supp. 1995) (emphasis added). When the Legislature was
considering the House Bill it later enacted as the attorney fee
provision of the DJA, the director of the Legislative Budget Board
sent a fiscal note to the Committee on Judiciary of the House of
Representatives which stated:
No fiscal implication or additional cost to the State or units of
local government attributable to the bill, should it be enacted, is
anticipated.
FISCAL NOTE, Tex. H. B. 375, 67th Leg., R. S., ch. 190, § 1, 1981
Tex. Gen. Laws 455, 455 (amending TEX. REV. CIV. STAT. art. 2524-1 §
10, now codified at TEX. CIV. PRAC. & REM. CODE § 37.009). The
Legislature did not intend or foresee that it was authorizing the
award of attorneys' fees and court costs against state entities when
it amended the DJA.
Only through a feat of statutory sleight of hand does the Court
achieve its holding that attorneys' fees can be awarded under the
DJA. The result is a disappearing act for the rule requiring a clear
and unambiguous waiver of sovereign immunity. As stated, the DJA
simply does not contain a clear and unambiguous statement that a
governmental entity may be held liable for attorneys' fees. See TEX.
CIV. PRAC. & REM. CODE § 37.009. The Legislature certainly has the
power to place this burden on taxpayers. However, in my opinion, it
has not done so in the clear and unambiguous language that this
Court has previously required.
I would retain the rule that the Legislature must expressly waive
sovereign immunity. By finding an implied waiver of sovereign
immunity in this case, the Court disturbs an important principle in
the law of sovereign immunity. Presumably a plaintiff may now
recover whatever costs, fees, or damages which he or she can
persuade a trial court that a statute impliedly allows. By its
ruling today, the Court turns the law of sovereign immunity on its
head. Now a governmental entity will have to identify statutes that
expressly bar recovery of costs, fees, or damages before it will be
excused from such liability. Thus, the Court's implied waiver ruling
introduces a grave threat to the state's financial resources.
Furthermore, the Legislature is perfectly capable of drafting
statutes which expressly waive sovereign immunity, without
assistance from us or any other court. For example, the Texas Tort
Claims Act has a clear and unambiguous waiver of sovereign immunity,
thereby allowing a plaintiff to bring suit against a governmental
entity in certain circumstances. See TEX. CIV. PRAC. & REM. CODE §
101.025(a) ("Sovereign immunity to suit is waived and abolished to
the extent of liability created by this chapter."). However, the
Texas Tort Claims Act does not expressly provide for the recovery of
fees and costs, and no court has awarded them to a plaintiff under
the Act. See id. § 101.021(1) (allowing a governmental unit to be
liable solely for "property damage, personal injury, and
Page 449
death"); id. § 101.023 (capping liability for bodily injury or
death). Similarly, the Open Government Act expressly authorizes
actions against otherwise immune governmental entities in order to
prevent violations of the Act. TEX. GOV'T CODE §
551.142. In contrast to the Texas Tort Claims Act, the Open
Government Act unambiguously states that a court "may assess costs
of litigation and reasonable attorney fees incurred by a plaintiff .
. . who substantially prevails in an action" against members of "a
governmental body." Id. Finally, the Whistleblower Act expressly
provides for waiver of immunity and for recovery of attorneys' fees.
See id. §§ 554.001-.009. If a state agency or local government
suspends, terminates, or discriminates against a public employee who
has reported a law violation, the employee is entitled to sue for
injunctive relief, actual and exemplary damages, court costs, and
"reasonable attorneys' fees."1 Id. §§ 554.002, 554.003(a). There are
other examples in which the Legislature has expressly authorized the
recovery of attorneys' fees or costs from a governmental entity.
See, e. g., TEX. CIV. PRAC. & REM. CODE § 105.002; id. § 106.002(b).
The Legislature's specificity of language in the Open Government Act
and the Whistleblower Act sharply contrasts with the general
provisions the Court relies on in this case for awarding attorneys'
fees under the DJA.
Another flaw with the Court's reasoning regarding attorneys' fees is
the possible result: the imposition of a $400,000 burden on Texas
taxpayers which the Legislature never envisioned when it passed the
DJA. Holding that the DJA waives sovereign immunity to the extent of
allowing an award of attorneys' fees in this case could "divert
money from the schools and would thereby impair the quality and
availability of public education." Duson v. Midland County Indep.
Sch. Dist., 627 S. W. 2d
428, 429 (Tex. Civ. App.— El Paso 1981, no writ) (affirming the
nonapplicability of the Texas Tort Claims Act to public school
districts). Unless the plaintiffs are required to obtain a
legislative appropriation to collect the $400,000 judgment, the
potential drain of tax dollars to pay attorneys' fees from funds
earmarked for education cannot be minimized. 2 In today's litigious
society, suits against school districts over dress codes, school
prayer, sex education, cheerleader selections, and the like are not
uncommon. Such litigation drains scarce funds and diverts the
energies of school officials from the task of education. Because of
the tremendous costs associated with litigating these issues, some
school districts will decide to compromise on matters of principle
rather than go to court and defend them. Unless the Legislature
revisits the issue of governmental immunity from attorneys' fees and
court costs, to correct the Court's holding in this case, there is
the potential of a further drain on scarce educational dollars.
The Court's opinion (although not its judgment) approves the trial
court's order that the Texas Education Agency exclusively pay the
plaintiffs' attorneys' fees, in theory to relieve the defendant
school districts from the burden of paying them. The effect is the
same. Whether the trial court orders the TEA or each district to pay
the award of attorneys' fees, school districts will be deprived of
money intended for education.
For these reasons, I would withdraw the opinion of the Court and
grant the motion for rehearing. A new opinion addressing the issue
of the award of attorneys' fees and court costs under 42 U. S. C. §
1983 is preferable
Page 450
to the current opinion, which stands the law of sovereign immunity
on its head.
1 Even then, it may take a legislative appropriation to collect a
judgment from the state. See Green v. Sharp, 37 Tex. Sup. Ct. J.
1227 (Sept. 29,1994) (orig. proceeding) (overruling motion for leave
to file a petition for writ of mandamus to compel the Comptroller of
Public Accounts to issue a check from the state treasury to satisfy
a judgment against the Texas Department of Human Services); Texas
Dep't of Human Servs. v. Green, 855 S. W. 2d 136, 145 (Tex. App.—
Austin 1993, writ denied) (stating that the prevailing plaintiff
must request a legislative appropriation to collect damages awarded
him under the Whistleblower Act).
2 For example, besides the $400,000 award for attorneys' fees and
court costs from public school funds in this case, a trial court in
another case recently awarded $48,000 to the attorneys of an
elementary school student who challenged the hair grooming
regulations of the school district he was attending. See Gamboa,
Judge Rules in Favor of Bastrop Student and His Ponytail, AUSTIN AM.
STATESMAN, Feb. 11, 1995, at B1.
843 S. W. 2d 41
80 Ed. Law Rep. 388
TEXAS EDUCATION AGENCY; Commissioner of Education, W. N. Kirby;
Assistant General Counsel of the Texas Education Agency, F. Patrick
Whelan; Jim Mattox, Attorney General of Texas; Arlington Independent
School District, its school attendance officer, Max Kidd; Katy
Independent School District, its school attendance officer, Helena
Blackstock; and El Paso Independent School District, its school
attendance officer, Charles F. Hart, Individually and in Behalf of
the Class of Public School Districts and Their School Attendance
Officers in the State of Texas, Appellants,
v.
Gary W. LEEPER and wife, Cheryl Leeper, Bruce Smythe and wife,
Patricia Smythe, Calvin E. Minkler and wife, Wanda Minkler, Quinten
T. Parten, Jr. and wife, Sandra Parten, Tony Martinez and wife,
Suzanne Martinez, Charles Kent and wife, Corlee Kent, John W.
Jackson, Jr. and wife, Helen Jackson, Michael R. Galbraith and wife,
Sally K. Galbraith, and Richard Wells and wife, Kay Wells,
Individually and Representative of all Persons who are Teaching
their Children at Home in the State of Texas; Calvert School,
Incorporated, First Baptist Academy of Dallas, Reform Publications,
Inc., d/b/a Basic Education, American Christian Schools,
Incorporated, and Christian Liberty Academy Satellite Schools,
Individually and Representative of all other Entities Who are
Providing Home School Curricula and Instruction to Families Residing
in the State of Texas, Appellees.
No. 2-87-216-CV.
Court of Appeals of Texas, Fort Worth.
November 27, 1991.
Rehearing Denied December 31, 1991.
From the 17th District Court, Tarrant County, Charles J. Murray, J.
Page 42
[NOTE: IN THE BOUND VOLUME, THIS PAGE CONTAINED HEADNOTES.]
Page 43
Jim Mattox, Atty. Gen., Mary F. Keller, First Asst., Lou McCreary,
Executive Asst., James C. Todd, Chief, General Litigation, and Kevin
T. O'Hanlon, Asst., Austin, for appellant Texas Educ. Agency, et al.
Ball, Landrith, Kulesz & Hubble, Chester G. Ball, Arlington, for
appellant Arlington I. S. D.
Bracewell & Patterson, Janet L. Horton, Houston, for appellant Katy
I. S. D.
Grambling & Mounce, S. Anthony Safi and Steven L. Hughes, El Paso,
for appellant El Paso I. S. D.
Law Offices of J. Shelby Sharpe, J. Shelby Sharpe, Fort Worth, The
Rutherford Institute, John W. Whitehead, Manassas, Va., Locke,
Purnell, Rain, Harrell, Morris Harrell, Dallas, for appellees.
Before FARRIS, LATTIMORE and MEYERS, JJ.
OPINION
LATTIMORE, Justice.
This is an appeal of the judgment in a class action suit brought by
home school parents and home school providers under 42 U. S. C. S. §
1983 (1986) (Civil action of deprivation of rights) and TEX. CIV.
PRAC. & REM. CODE ANN. § 37.001 et seq.
(Vernon 1986) (Declaratory Judgments Act) against the Texas
Education Agency, its Assistant General Counsel, Texas Attorney
General Jim Mattox, and three independent school districts and their
attendance officers, by which plaintiffs were awarded a declaratory
Page 44
judgment, a permanent injunction and attorneys' fees against certain
named defendants and members of the defendant class of public school
districts and their school attendance officers. The declaratory
judgment, which will be later described in detail, can be summarized
as declaring children attending schools conducted in the children's
homes and considered to be meeting certain criteria, are in
attendance upon a private or parochial school and are exempt from
the requirements of compulsory attendance at a public school. All
Texas school districts and their school attendance officers were
permanently enjoined from initiating charges for thwarting the
compulsory attendance law against parents of school-age children who
are being taught in a bona fide manner in or through their home, or
need for supervision by reason of unexcused absence from school, if
the initiation of such charges is based upon two specific written
interpretations, by the Texas Education Agency and the State Board
of Education, of the exemption provisions of the compulsory
attendance statute, section 21.033(a)(1) of the Texas Education
Code, or any other attempt by the State Board of Education to define
or regulate private or parochial schools. Attorneys' fees and
expenses in excess of $360,000 were allowed to plaintiffs against
the school district defendants.
The issues raised on appeal are: whether the civil court had
jurisdiction to construe and enjoin enforcement of a penal statute
or to determine the validity or applicability of the State Board of
Education guidelines to that penal statute; whether plaintiffs'
equal protection and due process rights were violated; whether the
awards to plaintiffs were barred by the doctrines of sovereign and
governmental immunities; and whether there was factual and legal
sufficiency of evidence to support class-wide injunctive relief, the
declaratory judgment, or attorneys' fees.
We affirm.
At the heart of this case are the following provisions of the Texas
Education Code as they existed in 1987:
Sec. 21.032. Compulsory Attendance
(a) Unless specifically exempted by Section 21.033 of this code or
under other laws, every child in the state who is as much as seven
years of age, or who is less than seven years of age and has
previously been enrolled in first grade, and who has not completed
the academic year in which his 16th birthday occurred shall be
required to attend the public schools in the district of his
residence or in some other district to which he may be transferred
as provided or authorized by law a minimum of 170 days of the
regular school term of the district in which the child resides or to
which he has been transferred.
Sec. 21.033. Exemptions
(a) The following classes of children are exempt from the
requirements of compulsory attendance:
(1) any child in attendance upon a private or parochial school which
shall include in its course a study of good citizenship. . . .
Sec. 4.25. Thwarting Compulsory Attendance Law
(a) If any parent or person standing in parental relation to a
child, within the compulsory school attendance ages and not lawfully
exempt or properly excused from school attendance, fails to require
such child to attend school for such periods as required by law, it
shall be the duty of the proper attendance officer to warn, in
writing, the parent or person standing in parental relation that
attendance must be immediately required. If after this warning the
parent or person standing in parental relation intentionally,
knowingly, recklessly, or with criminal negligence fails to require
the child to attend school as required by law, the parent or person
standing in parental relation commits an offense. The attendance
officer shall file a complaint against him in the county court, in
the justice court of his resident precinct, or in the municipal
court of the municipality in which he resides. An offense under this
section is punishable by a fine of not less than $5 nor more than
$25 for the first
Page 45
offense, not less than $10 nor more than $50 for the second offense,
and not less than $25 nor more than $100 for a subsequent offense.
Each day the child remains out of school after the warning has been
given or the child ordered to school by the juvenile court may
constitute a separate offense.
Sec. 21.034. Reports
(a) The failure of any child within the compulsory attendance age to
enroll in school shall be determined upon the basis of the reports
prescribed by this section.
(b) The county superintendent of each county shall furnish to the
superintendent of schools of each school district in the county, or
to the principal in the event there be no superintendent, a complete
list of all children belonging in the district as shown by the last
scholastic census and the record to transfers to and from the
district.
(c) Each superintendent or principal shall report to the county
superintendent the names of all children subject to the provisions
of this subchapter who have not enrolled in the school.
(d) The superintendent, principal, or other official of any private,
denominational, or parochial school shall furnish the county
superintendent a list of all children of scholastic age enrolled in
the school and the district in which each child was enumerated in
the public school census.
(e) From the lists supplied by the public school superintendents and
principals and by the officials of any private, denominational, or
parochial schools, the county superintendent shall compile a list
for each district showing all children who are shown by the census
to be of scholastic age but who have not enrolled in any school. The
list for each district shall be furnished to the person or persons
serving as attendance officer for the district. Sec. 21.039. Powers
and Duties of Attendance Officers
(a) A school attendance officer shall have the following powers and
duties:
. . . .
(3) to enforce the provisions of the compulsory attendance law;
. . . .
(6) to proceed in juvenile court against any incorrigible pupil, or
against any recalcitrant person having parental control as provided
in Section 4.25 of this code.
TEX. EDUC. CODE ANN. §§ 21.032(a), 21.033(a)(1), 21.034,
21.039(a)(3) & (6) (Vernon 1987) & § 4.25(a) (Vernon Supp. 1987)
(footnote omitted).
The plaintiffs-appellees consist of four classes, defined as: (1)
persons who have enrolled their school-aged children in private or
parochial schools outside their homes, receiving the curricula and
instruction of such schools in their homes; (2) persons who have
established a private school in their homes; (3) entities which have
established private or parochial schools where the students receive
their curricula and instruction in their homes; and (4) entities
which provide curricula and instruction for private schools in
homes. Members of the first two classes will be referred to as "home
school parents" or "parents" and the others will be called "home
school providers" or "providers."
Appellees Gary W. Leeper and wife, Cheryl Leeper, of Arlington and
Richard Wells and wife, Kay Wells, of El Paso are named plaintiffs
and representatives of category (1) home school parents. Bruce
Smythe and wife, Patricia Smythe, residing in Flint, Smith County;
Calvin E. Minkler and wife, Wanda Minkler, of Arlington; Quinten T.
Parten, Jr. and wife, Sandra Parten, of Arlington; Tony Martinez and
wife, Suzanne Martinez, of Watauga; Charles Kent and wife, Corlee
Kent, of Arlington; John W. Jackson, Jr. and wife, Helen Jackson, of
Duncanville; and Michael R. Galbraith and wife, Sally K. Galbraith,
of Houston are representatives of category (2) home school parents.
An additional named plaintiff is Home School Legal Defense
Association of Washington, D. C., a nonprofit corporation whose
membership includes at lease 385 families in Texas whose children
are enrolled in private schools receiving their curricula and
instruction in their homes, some
Page 46
of whom reside in the Arlington Independent School District and in
the Katy Independent School District.
Named plaintiffs and representatives of category (3) home school
providers are: Calvert School, Incorporated of Baltimore, Maryland;
First Baptist Academy of Dallas; Christian Liberty Academy Satellite
Schools of Prospect Heights, Illinois; and American Christian
Schools, Incorporated, of Colleyville, Tarrant County.
Representative of category (4) home school providers is named
plaintiff Reform Publications, Inc. d/b/a Basic Education, of
Lewisville, Denton County. All curricula used by the home school
parents and providers include a study of good citizenship as
required by section 21.033(a)(1).1
Named defendants, representative of the class of school districts
and school attendance officers, are: Arlington Independent School
District and Max Kidd; Katy Independent School District and Helena
Blackstock; and El Paso Independent School District and Charles F.
Hart.
We briefly summarize that portion of the record germane to our
threshold inquiry into the jurisdictional issue. At the turn of the
century, only ten percent of the school-age children in Texas
attended public schools with almost the entire balance being taught
at home because there were few private academies and parochial
schools in the state. In 1915, the first compulsory attendance law
was passed. 2 Exempted was "[a]ny child in attendance upon a private
or parochial school or who is being properly instructed by a private
tutor." In 1923 the exemption was changed to add the language that
now appears in section
21.033 requiring instruction in good citizenship and to delete the
private tutor provisions. 3
The earliest expression regarding home education found in the
records of the Texas Education Agency appears in a 1981 publication
entitled House Bill 72 and Subsequent Educational Legislation:
Comprehensive References and Explanations, which states that
"educating a child at home is not the same as private school
instruction and, therefore, not an acceptable substitute" and that
"[c]orrespondence courses are not a legal substitute for attendance
at a public or private school."
Approximately 150 prosecutions of parents under section 4.25 had
been initiated at time of trial. Eighty cases had actually gone to
trial. No case has been decided at the appellate level. In each
prosecution, the position of the school district was that the home
could not qualify as a private school no matter what education was
taking place there. It was estimated that there were at time of
trial from 10,000 to 15,000 Texas families teaching their children
at home.
When this suit was filed in March 1985, all appellants took the
position in their original answers that a school-age child could not
be taught at home and be considered to be enrolled in a private
school. However, on April 12, 1986, the State Board of Education
formally requested the legislature at its 1987 regular session
either to define the terms "private or parochial school" or to
specifically authorize the Board to do so, and in the same document
set forth its recommended guidelines to the school districts for
utilization pending action by the legislature. The text of this
resolution was part of the record below and in fact was quoted by
the trial court in its judgment. No legislation resulted from the
State School Board's request. 4 In the recommended
Page 47
guidelines, the terms were defined by the Board as:
(1) An entity that is accredited by an accrediting organization
recognized by the Commissioner of Education, or
(2) An entity that meets the following criteria:
a. It instructs students in facilities that comply with applicable
local fire and sanitation codes;
b. It has a written regular plan of instruction sufficient to meet
basic student educational goals;
c. Its students shall annually be administered a recognized
nationally norm-referenced standard achievement test. Evidence of
such administration and the results thereof shall be furnished upon
request to the attendance officer for the public school district in
which the private or parochial school is located. The local school
district may require that the next administration of such
achievement test be by a qualified test administrator, or
(3) An entity that furnishes evidence satisfactory to the attendance
officer of the school district in which the private or parochial
school is located, that it meets the criteria required by the
Commissioner of Education for an entity to be accredited by a
recognized accrediting organization under (1) of this section.
Shortly after the guidelines were published, the Attorney General
and Katy I. S. D. filed in this suit a motion to dismiss for
mootness, averring most, if not all of the plaintiff class
representatives met the minimum standards of the guidelines, and
since the school districts would follow the guidelines it became
speculative only that plaintiffs would be prosecuted. The motions to
dismiss were overruled.
Subsequently, an "Agreed Interlocutory Judgment" was issued by which
the court would declare that:
[A] school-aged child residing in the State of Texas who is
regularly and diligently pursuing in the child's home a written
curriculum following a regular plan of instruction designed to meet
basic educational goals of reading, language arts, mathematics and a
study of good citizenship, of either a private or parochial school
in which the child is enrolled which exists apart from the child's
home or that has been obtained from other sources is considered to
be in attendance upon a private or parochial school within the
meaning of the language of Section
21.033(a)(1) of the Texas Education Code.
Before a hearing could be had on that agreed motion for
interlocutory declaratory judgment, it was determined that some of
its language was subject to misinterpretation. A redraft of the
judgment that would eliminate any misconstruction of the agreed
interpretation failed to secure approval of the Board of Education,
and the agreement disintegrated.
In its final judgment, the trial court found: that any prosecution
initiated upon the interpretation of section 21.033(a)(1) by T. E.
A. during the years 1981-1986 or pursuant to the State Board's
guidelines of April 12, 1986, violates constitutional due process
and equal protection rights; that the use of a home to teach
school-age children is a private, noncommercial use of the home;
that plaintiffs and the represented classes have no adequate remedy
at law and will suffer irreparable injury; that the named plaintiffs
and the classes they represent are entitled to a declaratory
judgment interpreting the meaning of the language of section
21.033(a)(1) because of the differences in the interpretation of the
statute and then declared:
[T]hat a school-age child residing in the State of Texas who is
pursuing under the direction of a parent or parents or one standing
in parental authority in or through the child's home in a bona fide
(good faith, not a sham or subterfuge) manner a curriculum
consisting of books, workbooks, other written materials, including
that which appears on an electronic screen of either a computer or
video tape monitor, or any combination of the preceding from either
(1) of a private or parochial school which exists apart from the
child's home or (2) which
Page 48
has been developed or obtained from any source, said curriculum
designed to meet basic education goals of reading, spelling,
grammar, mathematics and a study of good citizenship, is in
attendance upon a private or parochial school within the meaning of
Section 21.033(a)(1) of the Texas Education Code and exempt from the
requirements of compulsory attendance at a public school.
It was further declared that the children of all of the named
plaintiff home school parents, and any children pursuing the
curricula of any of the named plaintiff home school providers, were
in compliance with section 21.033(a)(1).
The judgment then permanently enjoined all school districts and
attendance officers from initiating prosecutions under section 4.25
or section 51.03 of the Family Code based upon: (1) the Texas
Education Agency 1981-1986 interpretation of section 21.033(a)(1);
(2) the April 12, 1986, guidelines of the State Board of Education;
or (3) any other attempt by the Board to define or regulate private
or parochial schools.
Appellants' initial attack upon the judgment is the claim of error
in granting civil declaratory and injunctive relief against a
criminal statute. It is well established that the constitutionality
or validity of a penal ordinance is a question ordinarily within the
exclusive jurisdiction of courts exercising criminal jurisdiction,
subject to the exception that courts of equity may enjoin the
enforcement of a penal ordinance where the ordinance is
unconstitutional and void, and its enforcement will result in
irreparable injury to vested property rights. City of Fort Worth v.
Craik, 411 S. W. 2d 541, 542 (Tex. 1967). See also Texas Liquor
Control Bd. v. Canyon Creek Land Corp., 456 S. W. 2d 891, 894 (Tex.
1970).
It has been argued that the Declaratory Judgment Act, formerly TEX.
REV. CIV. STAT. ANN. art. 2524-1 (Vernon 1965) now codified at TEX.
CIV. PRAC. & REM. CODE ANN. §§ 37.001 and following (Vernon 1986),
granted an additional remedy to persons in a position similar to
that of plaintiffs herein, so that the requirements for equitable
relief are no longer applicable. Such contentions have been
uniformly overruled. See Chevron Oil Co. v. City of El Paso, 537 S.
W. 2d 472, 475
(Tex. Civ. App.— El Paso 1976, no writ); City of Amarillo v. Griggs
Southwest Mortuary, 406 S. W. 2d 230, 233
(Tex. Civ. App.— Amarillo 1966, writ ref'd n. r. e.); Malone v. City
of Houston, 278 S. W. 2d 204, 205
(Tex. Civ. App.— Galveston 1955, writ ref'd n. r. e.).
Appellees did not plead or prove that the penal statute in question
is unconstitutional or otherwise void, nor have they shown that
enforcement of the statute has, or will result in irreparable injury
to their vested property rights. Thus, under Texas law, the trial
court lacked jurisdiction to grant equitable relief or enter a
declaratory judgment construing or interpreting the code provisions
here in question. City of Fort Worth, 411 S. W. 2d at 542.
We now examine appellees' contention that 42 U. S. C. S. § 1983
provides a basis for the declaratory and injunctive relief afforded
them. That portion of the United States Code, known as the Civil
Rights Act of 1871, provides in part as follows:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage of any State . . . subjects, or causes to be
subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights,
privileges or immunities secured by the Constitution and laws, shall
be liable to the party injured in an action at law, suit in equity,
or other proper proceeding for redress.
Id.
It appears that a suit for damages, declaratory relief and
injunction is encompassed within the terms of section 1983, and it
has been held that state courts have concurrent jurisdiction over
cases brought under its provisions. See Martinez v. California, 444
U. S. 277, 283, 100 S. Ct. 553, 558, 62 L. Ed. 2d 481, 488 (1980).
Appellant school districts argue, however, that the award of
injunctive relief and attorneys' fees and expenses against them is
barred by the doctrines of sovereign
Page 49
and governmental immunity. They point out that an independent school
district has been declared to be an agency of the state, and as
such, it is immune from liability in a suit sounding in tort, except
for the limited waiver of immunity granted by the legislature as to
causes of action arising from the use of motor-driven vehicles or
motor-driven equipment. See Barr v. Bernhard, 562 S. W. 2d 844, 846
(Tex. 1978) and Texas Tort Claims Act, TEX. CIV. PRAC. & REM. CODE
ANN. §
101.021, 101.025, & 101.051 (Vernon 1986). Furthermore, it has been
directly held that the state or its agency is immune from suit when
the cause of action is based upon the Civil Rights Act of 1871. Bagg
v. Univ. of Texas Medical Branch, 726 S. W. 2d 582, 585-86 (Tex.
App.— Houston [14th Dist.] 1987, writ ref'd n. r. e.).
In spite of the characterization of a school district as an agency
of the state by our supreme court in Barr, 562 S. W. 2d 844, such
status is not recognized by the federal courts. In Lopez v. Houston
Indep. School Dist., 817 F. 2d 351, 353 (5th Cir.
1987), the school district was declared to be a local governmental
body, sufficiently distinct from the state to be outside the
eleventh amendment and amenable to suit under the Civil Rights Act
of 1871. Prior to the decision in Lopez, the U. S. Supreme Court had
decided that local governing bodies and local officials sued in
their official capacities may be sued directly in a federal court
under section 1983 for monetary, declaratory, and injunctive relief
where the action that is alleged to be unconstitutional implements a
policy statement, ordinance, regulation, or decision officially
adopted and promulgated by that body's officers. Monell v. Dep't of
Soc. Serv., 436 U. S. 658, 690-91, 98 S. Ct. 2018, 2035-36, 56 L.
Ed. 2d 611, 635
(1978). Moreover, constitutional deprivations visited pursuant to
governmental "custom" without formal approval are likewise
actionable. Id. State courts which make themselves available for the
enforcement of federal remedies must afford to the litigants the
full benefit of federal law. See Garrett v. Moore-McCormack Co., 317
U. S. 239, 243, 63 S. Ct. 246, 250, 87 L. Ed.
239, 243 (1942). In light of the above authorities we are required
to recognize the jurisdiction of a state court to entertain a direct
suit against a school district and its school attendance officer
under section 1983 and to provide legal, equitable or declaratory
relief thereunder. Appellant school districts' and attendance
officers' point of error six is overruled.
The state agencies involved in this case have not raised the issue
of immunity as to them or their officials in a section 1983 action.
However, the Texas Education Agency challenges the jurisdiction of
the court to determine the validity or applicability of the Board of
Education's guidelines, claiming exclusive venue for such action
rests with the Travis County district courts by virtue of the
Administrative Procedure and Texas Register Act, TEX. REV. CIV.
STAT. ANN. art. 6252-13a (Vernon Supp.
1989). Claim is made that the guidelines issued by the board were
adopted pursuant to the procedure for adoption of rules set out in
section 5 of the Act, and that the following language of section 12
of the Act applies:
Sec. 12. The validity or applicability of any rule, including an
emergency rule adopted under Section 5(d) of this Act, may be
determined in an action for declaratory judgment in a district court
of Travis County, and not elsewhere, if it is alleged that the rule,
or its threatened application, interferes with or impairs, or
threatens to interfere with or impair, the legal rights or
privileges of the plaintiff. The agency must be made a party to the
action.
Id. at § 12.
In their brief, appellees neither acknowledge nor address the
subject matter of this point of error. On the other hand, the T. E.
A. fails to direct us to any proof in the record which shows that
the Board's guidelines were "rules" adopted under the requirements
of section 5 of the Act. That section requires notice of the
intended rulemaking action to be filed with the Secretary of State,
and published in the Texas Register. Id. at § 5(a). There are
provisions also for submission of data, views,
Page 50
and arguments by all interested persons and for public hearings if
twenty-five or more persons request them. Id. at § 5(c).
Additionally, the agency, if requested to do so, shall issue a
concise statement of the principal reasons for and against the
rule's adoption, incorporating in the statement its reasons for
overruling the considerations against its adoption. Id. And finally,
the agency order adopting the rule must include a reasoned
justification of the rule and a certification that the rule has been
reviewed by legal counsel and found to be a valid exercise of the
agency's legal authority. Id. at § 5(c-1)(1) & (3). It is then
expressly provided that a rule, not adopted in substantial
compliance with the section, is invalid. Id. at § 5(e). We hold
that, in the absence of a showing that the guidelines here in
question constitute a "rule" adopted in conformity with section 5 of
the Act, the exclusive Travis County jurisdiction provision is not
applicable. Texas Education Agency's point of error two is
overruled.
T. E. A. claims that the finding of an equal protection violation
was erroneous. When this suit was filed, State Board's guidelines
refused to recognize any type of educational program in the home as
a private or parochial school. The classifications targeted by this
suit may be stated therefore as (1) any type of private or parochial
home school and (2) any type of private or parochial campus school.
Parents of children being educated in the former were subject to
prosecution; parents of children being educated in the latter were
not. Therein lay the classification attacked as failing to provide
equal protection to parents of children in the home schooling
classification.
We pause to set forth generally accepted guiding principles
underlying an inquiry into the concept of equal protection as set
out in Reed v. Reed, 404 U. S. 71, 75-76, 92 S. Ct. 251, 253-54, 30
L. Ed. 2d 225, 229 (1971).
In applying that clause, this Court has consistently recognized that
the Fourteenth Amendment does not deny to States the power to treat
different classes of persons in different ways. The Equal Protection
Clause of that amendment does, however, deny to States the power to
legislate that different treatment be accorded to persons placed by
a statute into different classes on the basis of criteria wholly
unrelated to the objective of that statute. A classification "must
be reasonable, not arbitrary, and must rest upon some ground of
difference having a fair and substantial relation to the object of
the legislation, so that all persons similarly circumstanced shall
be treated alike." Royster Guano Co. v. Virginia, 253 U. S. 412,
415, 40 S. Ct. 560, 561, 64 L. Ed. 989 (1920).
Id. (citations omitted).
The specific question presented in this case, then, is whether a
difference in the locus of a private educational enterprise bears a
rational relationship to a state objective of compelling the
education of its school-age children in private or parochial schools
if they do not attend public schools. This is so because the
characteristics, curriculum, teacher qualification, administration,
operation, or effectiveness of any private school or parochial
school are not subject to control or supervision by the Texas
Education Agency since its statutory authority extends only to
public education. See TEX. EDUC. CODE ANN. §
11.02(a) (Vernon 1991). Significantly, the Agency recognizes its
lack of authority regarding private school education as formally
stated in the following policy:
§ 65.2. Recognition for Compulsory Attendance A nonpublic school
shall be recognized as satisfying the requirements of the compulsory
attendance laws when the basis for instruction is the English
language, and the instructional program includes a study of good
citizenship.
Texas Educ. Agency, 19 TEX. ADMIN. CODE § 65.2 (West Sept. 15, 1988)
(Recognition for Compulsory Attendance).
It becomes apparent, therefore, that the state agency could have no
official knowledge of the exact nature of either a home private
school or a traditional campus-type
Page 51
private school since neither were subject to state monitoring. Under
those circumstances, it is obvious that the distinction was made on
the sole basis of location within a home or outside the home. In its
brief, T. E. A. makes no reference to evidence produced by it to
justify that distinction.
We therefore hold that such ground of difference does not have a
fair and substantial relation to the object sought, namely, the
education of all school-age children in either a public school or a
private or parochial school, with the result being that all parents
of children receiving education in private or parochial schools were
not treated alike under the policy in existence when this suit was
filed, thus depriving home school parents of equal protection under
the law.
T. E. A. argues that even if an equal protection problem formerly
existed, it was resolved by the Board of Education's 1986
resolution, under which all of the named plaintiff home schools
admittedly would qualify under the private or parochial school
exemption. This argument is flawed by the fact that a resolution may
be undone by a future resolution, and thus has no inherent
permanency. Moreover, the resolution lacks any legal significance as
a statement of general applicability since it was not adopted in
conformity with the Administrative Procedure and Texas Register Act,
TEX. REV. CIV. STAT. ANN. art.
6252-13a.
In view of our holding that plaintiff home school parents have
established a section 1983 cause of action by showing a violation of
the equal protection doctrine, we need not address their due process
claim. T. E. A.'s point of error four and school districts' point of
error three are overruled.
The school districts' attack upon the substance of the declaratory
judgment is the subject of their point of error four. The districts
state that the court erred because its definition of the term "in
attendance upon a private or parochial school . . . is unsupported
by legally or factually sufficient evidence." The salient features
of the court's declaration are "a school-age child . . . who is
pursuing under the direction of a parent . . . in or through the
child's home in a bona fide . . . manner a curriculum . . . designed
to meet basic education goals of reading, spelling, grammar,
mathematics and a study of good citizenship, is in attendance upon a
private or parochial school within the meaning of Section
21.033(a)(1)." The declaration is based upon the court's finding of
fact number one, that in 1915, when the compulsory attendance
statute was enacted, a school-age child who was being educated in
his or her home using a curriculum designed to meet basic education
goals of reading, spelling, grammar, mathematics, and civics (a
study of good citizenship) was considered to be in a private school.
Dr. Raymond Moore, an expert called by appellees, testified that at
the turn of the century less than ten percent of the school
population in Texas was in public schools and that a child being
taught at home was considered to be in a private school. He
testified that a plan of home instructions designed to meet basic
education goals of reading, spelling, grammar, mathematics, and
study of good citizenship was considered a private school. He also
testified that the 1910 Webster's unabridged dictionary defined
"school" as a place for instruction in any branch of knowledge.
Another expert, Dr. Samuel Blumenfeld, author of six books on
education, testified that from 1900 to 1925 private education
consisted of parochial schools, home schooling, and academies and
that they addressed the basic subjects of reading, writing,
arithmetic, and history.
Dr. Rousas John Rushdoony, author of more than thirty published
books in the field of education, also testified that in the period
from 1900 to 1925, education in the private sector included Catholic
and Protestant schools, and family schools in which the basic
subjects were reading, writing, spelling, grammar, arithmetic, and
civics.
There is no evidence in the record suggesting that the curricula in
use by the named plaintiff home school parents was not designed to
meet basic education goals
Page 52
of reading, spelling, grammar, mathematics, and a study of good
citizenship. Under the well-recognized standards of review of legal
and factual insufficiency of evidence points, we hold that there is
ample evidence to support the court's finding of facts upon which
its declaratory judgment rests. The school districts' point of error
four is overruled.
School districts' point of error five assails the granting of
injunctive relief against a class of defendants in favor of
plaintiff classes "because the evidence was legally and factually
insufficient to establish the prerequisites for such class-wide
injunctive relief." In addressing this point, we set out below the
pertinent provisions of TEX. R. CIV. P. 42 entitled Class Actions:
(a) Prerequisites to a Class Action. One or more members of a class
may sue or be sued as representative parties on behalf of all only
if (1) the class is so numerous that joinder of all members is
impracticable, (2) there are questions of law or fact common to the
class, (3) the claims or defenses of the representative parties are
typical of the claims or defenses of the class, and (4) the
representative parties will fairly and adequately protect the
interests of the class. 5
. . . .
(b) Class Actions Maintainable. An action may be maintained as a
class action if the prerequisites of subdivision
(a) are satisfied, and in addition:
. . . .
(2) the party opposing the class has acted or refused to act on
grounds generally applicable to the class, thereby making
appropriate final injunctive relief or corresponding declaratory
relief with respect to the class as a whole. . . .
Id. Specifically singled out and questioned by the school districts
are: Commonality of the parents' claims; typicality of the parents'
claims; numerosity of the home school providers; commonality of the
provider class; and the failure of the parents' class and school
districts' class to meet the requirements of rule 42(b)(2).
In support of the claim regarding commonality the school districts
argue "even if the named Plaintiff Parents succeeded in establishing
that their own children are attending private schools, the record
does not and could not establish that the children of the other
putative class members are also attending school by any generalized
proof. Such a determination could only be made by examination of the
specific situation of each family." This contention seems to confuse
membership in a class of plaintiffs with the nature of relief
provided to a class. By its certification order, the court certified
the named plaintiff parents "to bring this lawsuit on behalf of all
persons who are teaching their children at home in the State of
Texas." The commonality and typicality of interests of such a broad
class could hardly be more evident— all of them were at risk of
prosecution under the existing policy which declared their children
could not be considered in attendance upon a private or parochial
school. In granting relief to the class by declaring a home school
is considered a private school under specific circumstances, the
court was not required to identify and specify which members of the
class would benefit from its judgment, but only to declare the
rights of those who fit the benefitted category of home school
parents. The discretion of the court to refine the characteristics
of the class ultimately benefitted by its judgment is evident from
the provisions of subsection (d) of rule 42 permitting the original
class to be divided into subclasses.
There was testimony that over 2000 Texas students were enrolled in
home schools of the Christian Liberty Academy studying a standard
school curriculum including mathematics, English related classes
including grammar and reading and a study of good citizenship. The
Calvert School of Baltimore, Maryland, was supplying the curriculum
for its home instruction department to 252 home school children in
Texas and 4200 nationwide. The above testimony alone is sufficient
to support the court's definition of characteristics common and
Page 53
typical to the class which it found entitled to declaratory and
injunctive relief. Numerosity is also shown by such testimony.
As to typicality, it is urged that a claim of a party is typical if
it arises from the same event or course of conduct that gives rise
to the claims of other class members and is based on the same legal
theory. It is further urged that a class representative must possess
the same interests and suffer the same injury as the class members.
We agree with those general statements regarding the typicality
factor and find that they apply to the facts in this case. It was
established that there were some eighty known instances of home
school parent prosecutions based upon the guidelines that a home
school could not be a private or parochial school. Those events give
rise to the claims of all of the class of home school parents which
are based upon the same legal theory, i. e., the rights of home
school parents to equal protection were being violated. The class
representatives possessed the same interests as the class members,
that is to be free from unwarranted prosecution and the threat of
such prosecution, and the injury suffered by the representatives and
class members was identical.
The additional claim is made that there is insufficient evidence to
support the classwide injunctive relief. The focus of this claim is
that "[t]o proceed under 23(b)(2) against a class of defendants
would constitute the plaintiffs as 'the party opposing the class,'
and would create the anomalous situation in which the plaintiff's
own actions or inactions could make injunctive relief against the
defendants appropriate." The above language does, in fact, appear in
Wiggins v. Enserch Exploration, Inc., 743 S. W. 2d 332, 337 (Tex.
App.— Dallas 1987, writ dism'd w. o. j.) as a quotation from the
opinion in Paxman v. Campbell, 612 F. 2d 848, 854 (4th Cir. 1980),
cert. denied, 449 U. S. 1129, 101 S. Ct. 951, 67 L. Ed. 2d 117
(1981). In the same paragraph, the Wiggins court also wrote the
following:
First, the language of 42(b)(2) can be read as providing that the
"party opposing the class" must be the wrongdoer. If so, it would
logically follow that the subsection is only available when relief
is sought in favor of the class. See, e. g., Stewart v. Winter, 87
F. R. D. 760, 770 (N. D. Miss. 1980). Accordingly, some courts have
held that certification of a defendant class is outside the scope of
this subsection. See Wright, Miller & Kane at § 1775 n. 15 and cases
cited thereunder. For example, the Fourth Circuit has held that
(b)(2) is restricted to cases "when a class of plaintiffs seeks
injunctive relief against a single defendant — the party opposing
the class — who has acted on grounds generally applicable to the
plaintiff class." Paxman v. Campbell, 612 F. 2d
848, 854 (4th Cir. 1980). . . .
Wiggins, 743 S. W. 2d at 337 (emphasis in original).
If the Wiggins interpretation of Paxman, to the effect that: (a)
certification of a defendant class is outside the scope of rule
42(b)(2); and that (b) the rule6 is restricted to cases when a class
of plaintiffs sues a single defendant, was valid at the time
written, its validity is questionable at this time, in view of the
Fourth Circuit Court's later expression in Bazemore v. Friday,
751 F. 2d 662, 669 (4th Cir. 1984) as follows:
In Paxman . . . we held that a class of defendants of 130 Virginia
school boards was inappropriate when each was free to adopt
maternity leave policies of entirely unknown differences or
similarities, it being uncontradicted there was no statewide policy
in force, centrally directed or otherwise. The Sixth Circuit
followed Paxman in Thompson v. Board of Education, etc., 709 F. 2d
1200 (6th Cir. 1983) upon the same fact situation obtaining in
Paxman. While these two cases were decided under a different part of
the class action rule, the principle remains the same, that to have
a proper class of
Page 54
defendants in a case such as this there must be either a statewide
rule or practice so that relief is available if the rule or practice
is invalid, or the adjudication with respect to a member of a
defendant class must as a practical matter be dispositive of the
interests of the other members of the class as provided in FRCP
23(b)(1)(B).
Id.
In light of the clarification of the Paxman holding, it appears that
the instant case presents the very situation that brings it within
the purview of federal rule 23(b)(2) in that here we have indeed a
statewide policy towards plaintiff parents established by T. E. A.,
to which policy each school district and attendance officer is bound
to adhere in their treatment of plaintiff parents. Accordingly, we
do not find Wiggins to be a valid impediment to utilization of Texas
rule 42(b)(2) in this case.
In so holding, we find support in several other federal cases. The
first is Marcera v. Chinlund, 595 F. 2d 1231 (2nd Cir.), vacated on
other grounds sub nom. Lombard v. Marcera, 442 U. S. 915, 99 S. Ct.
2833, 61 L. Ed. 2d 281 (1979). In Marcera, the court approved
certification of a class of defendants under rule 23(b)(2) in an
action by the inmate plaintiff class to enjoin a defendant class of
forty-seven sheriffs to comply with a program of contract visitation
for pretrial detainees. In doing so, the court wrote, "And although
a literal reading of the rule might indicate otherwise . . . it is
now settled that 23(b)(2) is an appropriate vehicle for injunctive
relief against a class of local public officials." Id. at 1238.
Cited in support of the above statement were several publications
and cases including Washington v. Lee, 263 F. Supp. 327 (M. D. Ala.
1966), aff'd, 390 U. S. 333, 88 S. Ct. 994, 19 L. Ed. 2d 1212
(1968).
Washington was a case in which six persons — five blacks and a
white— who were confined in either a state penal institution, a
county jail, or a city jail, as representatives of a class, sought
relief from racial discrimination. Defendants were a named sheriff,
a named warden of a city jail, and the chief administrator of the
Alabama Board of Corrections as representatives of the class of all
sheriffs and wardens in the state of Alabama. As against the
contention that the named defendants were not representative of all
wardens, jailers, and sheriffs in the state and therefore the suit
could not be maintained as a class action within the meaning of rule
23, the trial court held that if questions of law or fact are common
to the named defendants and the class they represent, it is
immaterial whether certain of the defendant class are not otherwise
identically situated. In affirming the judgment, the United States
Supreme Court wrote "[t]he State's contentions that Rule 23 of the
Federal Rules of Civil Procedure, which relates to class actions,
was violated in this case . . . are without merit." Washington,
390 U. S. at 333, 88 S. Ct. at 994.
Appellants bring to our attention another case in which the
compulsory school attendance law of Missouri was challenged and the
plaintiffs sought certification under federal rule 23(b)(2) of a
defendant class made up of all juvenile officers, guardians ad litem
appointed by juvenile courts, school officials, the Division of
Family Service employees, and local law enforcement officers who are
delegated power to investigate parents who choose to offer their
children, at home, an education that is Christ-centered and based
upon the Holy Bible. Ellis v. O'Hara, 105 F. R. D. 556 (E. D. Mo.
1985). The Ellis court wrote as follows:
This Court holds that the typicality requirement for the defendant
class certification is lacking herein. Under the facts of the case,
the various juvenile officers, for example, are responsible for
performing their duties within their limited jurisdictions. Such
juvenile officers are by no means responsible for investigating
individuals outside of their jurisdiction. The same holds true for
the other categories of defendants. In LaMar v. H & B Novelty & Loan
Co., 489 F. 2d 461 (9th Cir. 1973), the court held that plaintiffs
were not entitled to bring a class action against defendants with
whom they had no dealing. Id. at 464. Likewise in Thillens, Inc. v.
Community
Page 55
Currency Exchange Assoc. of Illinois, Inc., 97 F. R. D. 668, 675 (N.
D. Ill. 1983), the court found that a defendant class was improper
unless each named plaintiff had a claim against each defendant class
member. See also In re Gap Store Securities Litigation, 79 F. R. D.
283, 293-95 (N. D. Cal. 1978). Plaintiffs have not even attempted to
assert that the Bowles, for example, have a claim against each
member of the defendant class. For this reason alone, plaintiffs
have failed to establish each of the prerequisites necessary for
certification of a defendants' class.
Id. at 563-64. Overlooked by the Ellis court is the recognition, in
both LaMar and Thillens, that there is an exception to the rule that
a defendant class is improper unless each named plaintiff has a
claim against each defendant class member. Such exception is
described in Thillens as follows:
The requirement that each named plaintiff must have a claim against
each defendant may be waived where the defendant members are related
by a conspiracy or "juridical link."
A "juridical link" is some legal relationship which relates all
defendants in a way such that single resolution of the dispute is
preferred to a multiplicity of similar actions.
Thillens, Inc. v. Com. Currency Exch. Ass'n, 97 F. R. D. 668, 675-76
(N. D. Ill. 1983). For examples of such juridical links, see
Broughton v. Brewer, 298 F. Supp. 260 (N. D. Ala. 1969) (the
Governor of Alabama, the Attorney General of Alabama, and various
Mobile County and city officials); Samuel v. University of
Pittsburgh, 56 F. R. D. 435 (W. D. Pa.
1972) (all state and state related universities and colleges in the
Commonwealth of Pennsylvania similarly situated); and Washington,
263 F. Supp. 327 (Commissioners of Corrections, members of the Board
of Corrections, all county sheriffs and wardens and jailers of city
and town jails in the state). In the light of the above authorities
we decline to follow the limited application of the rule in Ellis,
and we hold the evidence sufficient to support the judgment against
the defendant class in favor of the plaintiff class of home school
parents.
The final contention of this point of error is directed at the
providers class and asserts lack of evidence regarding numerosity
and commonality to support a judgment for injunctive relief. This
contention lacks merit because the only injunctive relief provided
is aimed solely at unwarranted initiation of proceedings by school
districts against the home school parents class. No injunctive
relief was given to the providers. Point of error five is overruled.
It is next contended in the school districts' point of error seven
that the trial court erred in awarding attorneys' fees and expenses
to the plaintiffs as against the school district defendants pursuant
to 42 U. S. C. S. § 1988 (1989),7 because plaintiffs did not
establish by legally or factually sufficient evidence that the
school district defendants had violated any of plaintiffs' federal
civil rights. This contention is not sustainable in view of our
earlier holding that initiation of prosecution of plaintiff parents
violates the parents' equal protection rights by establishing an
unreasonable and arbitrary classification of parents which is not
rationally related to any state interest. It is urged, however, even
if there has been an unconstitutional deprivation pursuant to an
official policy or custom such policy or custom is that of T. E. A.,
a state agency, and not that of the school districts. More
specifically, it is claimed, no evidence was presented and no
finding made that the school districts did or could have enacted any
policy on the subject and that the attendance officers looked to the
interpretations of the T. E. A. in discharging
Page 56
their obligations pursuant to the compulsory attendance law. Cited
for the school districts' proposition that "local School Districts
are not responsible for any constitutional infirmities in the
state's compulsory school attendance statutes or policies" is
Fellowship Baptist Church v. Benton, 815 F. 2d 485, 499 (8th Cir.
1987). In that case, however, the school district was a prevailing
defendant, and the issue was limited to the propriety of awarding
attorneys' fees under section 1988 to a prevailing defendant upon a
finding that the plaintiffs' action was frivolous, unreasonable or
without foundation. In its discussion of the frivolousness issue,
the Fellowship court wrote the following:
Moreover, we fail to see the necessity of joining a local school
district as a party when the gravamen of plaintiffs' complaint, the
relief they requested, and all of the arguments they presented to
the district court and to this Court on appeal are directed solely
to actions of the State of Iowa.
Id. Under these circumstances we find the above language of no
precedential value in the context of our present inquiry. We do
find, however, that the case of Familias Unidas v. Briscoe, 619 F.
2d 391 (5th Cir. 1980) is pertinent to whether the school districts
have sole responsibility to pay attorneys' fees. That case arose out
of efforts of Familias Unidas, a loosely structured organization of
Mexican-American students and adults, to seek reform and to air
grievances of the City of Hondo's Chicano community with respect to
the operation of the Hondo public schools. After a student walk-out,
planned and aided by several members of Familias Unidas, the Board
of Trustees of the Hondo Independent School District filed suit to
enjoin the continuation of the boycott. The Board also requested
that Medina County Judge Jerome Decker invoke TEX. EDUC. CODE ANN. §
4.28 (Vernon 1972)8 to compel disclosure of the names of all of the
officers and members of Familias Unidas, the organization known to
be sponsoring the boycott. Judge Decker, in accordance with the
authority given to him by the statute, called upon Irma Torrez,
chairman of the organization to provide all of the statutory
information to him for disclosure to the public. Torrez and Familias
Unidas then filed suit in federal court under section 1983 against
former Governor Briscoe, Judge Media, and the school district board
of trustees. Torrez sought damages and both plaintiffs sought a
declaration of unconstitutionality of the statute as in derogation
of the first amendment guarantees of freedom of association. On
appeal, the Fifth Circuit Court held the statute to be
unconstitutional, and awarded only nominal damages to Torrez and
costs and attorneys' fees to both plaintiffs. The court held that,
although the doctrine of sovereign immunity and the protection of
the eleventh amendment absolved the state from liability to pay
damages, they did not stand as bars to the payment of attorneys'
fees under section 1988, citing Hutto v. Finney, 437 U. S. 678, 98
S. Ct. 2565, 57 L. Ed. 2d 522 (1978). The court then stated the
following:
Accordingly, Hondo Independent School District and the State of
Texas will actually
Page 57
be responsible for plaintiffs' attorney's fees. Of course, since we
have held Medina County not to be susceptible to this section 1983
suit under Monell— because Judge Decker's actions did not implement
or constitute an official county policy— the county will share no
responsibility for plaintiffs' fees and costs.
Familias Unidas, 619 F. 2d at 406. We are asked to favorably compare
the position of the county and county judge in Familias with that of
the school districts in the case before us and absolve the school
districts from liability. This we cannot do because we interpret the
Familias rationale to be that although the unconstitutional statute
established a state policy, the state policy was implemented by the
Hondo school districts' request to the county judge to carry out the
policy. By analogy, where the T. E. A., a state agency, has adopted
the unconstitutional policy as in this case, the school districts
implemented the offending policy by requesting prosecution to carry
out the policy. It is in this manner that the defendant school
districts participated in the unconstitutional deprivation of
plaintiff parents' rights and acquired liability for attorneys' fees
when the plaintiffs became the "prevailing party" under section
1988. Point of error seven is overruled.
Appellant school districts next attack the award of attorneys' fees
against them pursuant to TEX. CIV. PRAC. & REM. CODE ANN. § 37.009
(Vernon 1986)9 because such award is not just and equitable. They
point out that the statute is permissive only, and that even a
losing party may be awarded such fees so long as the award is
equitable and just. See District Judges v. Commissioners Court, 677
S. W. 2d 743, 746 (Tex. App.— Dallas 1984, writ ref'd n. r. e.). It
is also pointed out that the focus of plaintiffs' complaints was on
T. E. A. and not upon the school districts who were simply following
T. E. A. guidelines as they were required to do, and further, that
substantial school district funds had already been diverted from
public education to legal defense fees and expenses. To require the
school children and taxpayers of the school districts to undergo
further loss, it is urged, would not be equitable or just.
Indicative of the specific posture of appellant school districts in
the presentation of this point is the following language of their
brief:
The trial court found that only the conduct of the Texas Education
Agency was arbitrary, capricious, unreasonable, and amounted to bad
faith and harassment (Findings of Fact Nos. 34-36, 18 Tr. 4520-21).
No similar findings were made as to the School District Defendants.
Requiring them to pay attorneys' fees clearly amounted to an abuse
of discretion.
Although the above language approaches, it does not cross, the
threshold of an assertion that it is unjust or inequitable to
exclude T. E. A. from the burden of paying all or part of the
attorneys' fees. Consequently, we are not called upon to address
such issue. We hold that under these circumstances, the award of
attorneys' fees and costs to appellee home school parents for
securing redress of deprivation of constitutional rights, such fees
and costs to be borne by the 1060 school districts, is equitable and
just. Point of error eight is overruled.
Point of error nine contends that the award of $360,000 as
attorneys' fees and expenses was error because the evidence is
factually and legally insufficient to establish that "said amount is
reasonable and necessary." It was agreed that each party's attorney
could testify as to his fees without calling other experts. In fact,
two attorneys' testimony in that regard was accepted in affidavit
form. Post-trial affidavits were accepted to complete the evidence
of fees earned up to the appeal of the case. Counsel for appellees
testified at length and was extensively cross-examined
Page 58
regarding his activities and services from January 27, 1985, the
date of his being retained, through January 13, 1987. He then
introduced into evidence statements and over 350 itemized time
sheets detailing time, services, and expenses. No objection was
lodged regarding the nature or sufficiency of the proof made by
appellees as to the matter of fees or expenses. The sum awarded is
in accordance with the evidence presented. We conclude, from
appellant school districts' argument under this point, that the
point is not actually an evidence sufficiency point, but rather a
three-pronged complaint directed at: (1) failure to segregate
attorneys' fees and expenses as to claims and parties; (2) failure
to eliminate time spent on noncompensable work; and (3) failure to
eliminate expenses not recoverable as a matter of law.
As to (1) above, the holding in Flint & Assoc. v. Intercon-Pipe &
Steel, 739 S. W. 2d 622 (Tex. App. — Dallas
1987, writ denied) is significant. There it was said as follows:
As a rule, in a case involving more than one claim, attorney fees
can be awarded only for necessary legal services rendered in
connection with the claims for which recovery is authorized. Int'l
Sec. Life Ins. Co. v. Finck, 496 S. W. 2d 544, 546-547 (Tex. 1973).
The party seeking attorney fees must present evidence of a
reasonable fee for only those services necessarily rendered in
connection with the claim for which recovery of attorney fees is
authorized, segregated from those services rendered in connection
with other claims. Id. A corollary to the rule is that the services
for which reasonable fees may be awarded include those rendered in
connection with all claims, even if recovery of attorney fees is not
authorized for such claims, if they arise out of the same
transaction and are so interrelated that their prosecution or
defense entails proof or denial of essentially the same facts.
Wilkins v. Bain, 615 S. W. 2d 314, 316 (Tex. Civ. App. — Dallas
1981, no writ); Williamson v. Tucker, 615 S. W. 2d
881 (Tex. Civ. App. — Dallas 1981, writ ref'd n. r. e.); Triland
Inv. Group v. Warren, 742 S. W. 2d 18
(Tex. App.— Dallas 1987).
Id. at 624-25. In the case before us we hold the record establishes
the applicability of the corollary above stated, since all of
appellees' claims arose out of the same fact situation and were all
interrelated. As to (2) and (3) above, the record shows
cross-examination of appellees' attorney as to a number of
purportedly noncompensable charges and nonrecoverable expenses, but
in no instance was there an objection, motion to strike, or other
action taken to present to the trial court any of the complaints now
made on appeal. Under such circumstances any error in that regard
was waived. Point of error nine is overruled. The court's failure to
award attorneys' fees and expenses to the appellant school districts
is the subject of their final point of error. Such purported error
is predicated upon the claimed failure of appellees to establish a
section 1983 cause of action. Having previously held to the
contrary, we must overrule this point.
The judgment of the trial court is affirmed.
***********************************************************************
1 All code references are to the Texas Education Code unless
otherwise noted.
2 Act approved March 13, 1915, 34th Leg., R. S., ch. 49, § 2, 1915
Tex. Gen. Laws 92, 93.
3 Act approved March 23, 1923, 38th Leg., R. S., ch. 121, § 2, 1923
Tex. Gen. Laws 255, 255.
4 See however, Act approved June 14, 1989, 71st Leg., R. S., ch.
658, § 11, 1989 Tex. Gen. Laws 2165, 2168, amending § 4.25,
Education Code
(Thwarting Compulsory Attendance Law) and other sections of the code
for the following:
SECTION 11. Nothing in this Act applies to students in attendance
upon a private or parochial school, which includes home schools, in
accordance with Section 21.033, Education Code.
Id. (emphasis added). We find no place where the above provision is
published as part of a Code or Statute.
5 These factors are generally called numerosity, commonality,
typicality, and representation.
6 Federal Rules of Civil Procedure, rule 23(b)(2) is identical to
Texas Rules of Civil Procedure, rule 42(b)(2).
7 Pertinent excerpts of section 1988 are the following:
Sec. 1988 Proceedings in vindication of civil rights; attorney's
fees
In any action or proceeding to enforce a provision of sections 1977,
1978, 1979, 1980 and 1981 of the Revised Statutes [42 USCS secs.
1981-1983, 1985, 1986] . . . the court, in its discretion, may allow
the prevailing party, other than the United States, a reasonable
attorney's fee as part of the costs. Id.
8 Sec. 4.28. Interference with the Peaceful Operation of the Public
Schools
(a) In order to maintain law, peace, and order in the operation of
the public schools without the use of military force, the county
judge of each county in this state is authorized to require any
organization, operating or functioning within the county and engaged
in activities designed to hinder, harass, or interfere with the
powers and duties of the State of Texas in controlling and operating
its public schools to file with the county clerk, within seven days
after such request is made, the following information, subscribed
under oath before a notary public:
(1) the official name of the organization and list of members;
(2) the office, place of business, headquarters, or usual meeting
place of the organization;
(3) the officers, agents, servants, employees, or representatives of
the organization;
(4) the purpose or purposes of the organization; and
(5) a statement disclosing whether the organization is subordinate
to a parent organization and, if so, the name of the parent
organization.
. . . .
(c) The information filed pursuant to Subsection (a) of this section
is hereby declared public and subject to the inspection of any
interested party.
Id.
9 Sec. 37.009 Costs
In any proceeding under this chapter, the court may award costs and
reasonable and necessary attorney's fees as are equitable and just.
Id. "Chapter" refers to the Uniform Declaratory Judgment Act, Civil
Practices and Remedies Code, ch. 37.